Jump to content

History of Transylvania: Difference between revisions

From Wikipedia, the free encyclopedia
Content deleted Content added
Octavian8 (talk | contribs)
rv -> do not delete referenced text (particularly secondary sources), tag the reference or the specific paragraph that you can prove incorrect
m Early Modern Era: Transylvania as an autonomous principality: 60% of the population in1604? Author works from romanian speculations,but actually there weren't etchnical census before the 19th cent
Line 168: Line 168:
[[Image:Nte-kir-bocskai.jpg|thumb|left|[[Stephen Bocskay]] Prince of Transylvania]]
[[Image:Nte-kir-bocskai.jpg|thumb|left|[[Stephen Bocskay]] Prince of Transylvania]]
[[Image:Gabriel Bethlen.jpg|thumb|right|[[Gabriel Bethlen]] Prince of Transylvania]]
[[Image:Gabriel Bethlen.jpg|thumb|right|[[Gabriel Bethlen]] Prince of Transylvania]]
Michael gained control of Transylvania in 1599 after the [[Battle of Şelimbăr]] in which he defeated [[Andrew Báthory]]'s army. Báthory was killed by Szeklers who hoped to regain their old privileges with Michael's help. In May 1600 Michael also gained control of [[Moldavia]], uniting the three principalities of Wallachia, Moldavia and Transylvania (the three main parts of present-day Romania). Michael installed Wallachian boyars in certain offices, but even so, he did not interfere with the Transylvanian Estates, and sought support from the Hungarian nobility. The union did not last long, however, as Michael was assassinated by [[Wallonia|Walloon]] mercenaries under the command of the Habsburg general [[Giorgio Basta]] in August 1601. The rule of Michael the Brave was marred by the pillaging of Wallachian and Serbian mercenaries as well as Székelys avenging the Szárhegy Bloody Carnival of 1596. When Michael entered Transylvania, he did not free or grant rights to the Romanian inhabitants, who were primarily peasants but, nevertheless, constituted more than 60 percent of the population. Instead he sought to support the Hungarian, Szekler, and Saxon nobles by reaffirming their right and privileges.<ref>[http://books.google.com/books?id=-7TgkO8utHIC&pg=PA129&dq=Romans+271+Dacia&as_brr=3 George W. White, ''Nationalism and territory'', 2000, p.132]</ref>
Michael gained control of Transylvania in 1599 after the [[Battle of Şelimbăr]] in which he defeated [[Andrew Báthory]]'s army. Báthory was killed by Szeklers who hoped to regain their old privileges with Michael's help. In May 1600 Michael also gained control of [[Moldavia]], uniting the three principalities of Wallachia, Moldavia and Transylvania (the three main parts of present-day Romania). Michael installed Wallachian boyars in certain offices, but even so, he did not interfere with the Transylvanian Estates, and sought support from the Hungarian nobility. The union did not last long, however, as Michael was assassinated by [[Wallonia|Walloon]] mercenaries under the command of the Habsburg general [[Giorgio Basta]] in August 1601. The rule of Michael the Brave was marred by the pillaging of Wallachian and Serbian mercenaries as well as Székelys avenging the Szárhegy Bloody Carnival of 1596. When Michael entered Transylvania, he did not free or grant rights to the Romanian inhabitants, who were primarily peasants but. Instead he sought to support the Hungarian, Szekler, and Saxon nobles by reaffirming their right and privileges.<ref>[http://books.google.com/books?id=-7TgkO8utHIC&pg=PA129&dq=Romans+271+Dacia&as_brr=3 George W. White, ''Nationalism and territory'', 2000, p.132]</ref>


After the defeat of Michael at Miriszló, the Transylvanian Estates swore allegiance to the Habsburg Emperor, Rudolph. As Basta finally subdued Transylvania in 1604 and initiated a reign of terror in which he was authorised to appropriate the land of noblemen, [[Germanization|Germanize]] the population, and reclaim the principality for Catholicism through the [[Counter Reformation]]. The period between 1601 (assassination of Michael the Brave) - and 1604 (fall of gen. Basta) was the most tragic for Transylvania since the Mongol invasion. "Misericordia dei quod non consumti sumus" (only God's merciful save us from annihilation) characterised this period an anonymous Saxon writer.
After the defeat of Michael at Miriszló, the Transylvanian Estates swore allegiance to the Habsburg Emperor, Rudolph. As Basta finally subdued Transylvania in 1604 and initiated a reign of terror in which he was authorised to appropriate the land of noblemen, [[Germanization|Germanize]] the population, and reclaim the principality for Catholicism through the [[Counter Reformation]]. The period between 1601 (assassination of Michael the Brave) - and 1604 (fall of gen. Basta) was the most tragic for Transylvania since the Mongol invasion. "Misericordia dei quod non consumti sumus" (only God's merciful save us from annihilation) characterised this period an anonymous Saxon writer.

Revision as of 14:38, 14 July 2009

Transylvania is a region of present-day Romania. The region now known as Transylvania was once part of Dacia, and became part of the Roman Empire. During High Middle Ages, political power was shared on a territorial basis between the mostly Hungarian nobility, German burghers, and the seats of the Székely people (a Hungarian ethnic group), while the population was divided between Romanians, Hungarians, Szeklers and Germans (see also Kingdom of Hungary.) The Ottoman Turks held power in the area after the Battle of Mohacs in 1526, but then lost it to the Habsburg Empire at the end of the 17th century. Starting then, Transylvania was in name attached to Habsburg-controlled Hungary, though it had a separate status[1][2][3], being subjected to the direct rule of the emperor’s governors. [4] In practice Transylvania was severed from Hungary[5] until 1867 when, after the Austro-Hungarian Compromise, the separate status of Transylvania ceased and it was incorporated into the Kingdom of Hungary, as part of Transleithania/Austrian-Hungarian Empire.[citation needed] After World War I and the dissolution of Austrian-Hungarian Empire, Transylvania was incorporated to Romania. In 1940, Northern Transylvania reverted once again to Hungary as a result of the Second Vienna Award, but were given back to Romania at the end of World War II.

Due to its complex history, the population of Transylvania is quite diverse from an ethnic, linguistic, religious and cultural point of view. The majority of the population consists of Romanians, but large minorities (mainly Hungarian and Roma) preserve their traditions. However, as recently as the Communist era, ethnic minority relations in Romania remained an issue of international contention. This has abated, but not disappeared, since the Revolution of 1989 restored democracy in Romania. Notably, Transylvania retains a significant Hungarian-speaking minority, slightly less than half of which identify themselves as being Székely.[6] Ethnic Germans in Transylvania (known collectively as "Saxons") now form only about 1% of the population. However, ancient Austrian and German influences remain obvious in the architecture and urban landscape of many parts of Transylvania.

The region's history can partly be traced through the religions of its inhabitants. Most Romanians in Transylvania are of Eastern Orthodox faith, while in 18th-20th centuries Romanian Greek-Catholic Church also had a substantial weight. Hungarians mainly belong to either the Roman Catholic or the Reformed Churches, while a smaller number are Unitarians. Of the ethnic Germans in Transylvania, Transylvanian Saxons have mostly been Lutheran since the Reformation, while Danube Swabians are Catholic. The Baptist Union of Romania is the second-largest such body in Europe, Seventh-day Adventists are long-established, and other Evangelical churches have been a growing presence since 1989. No Islamic communities remain from the era of Ottoman invasions. As elsewhere, anti-Semitic 20th-century politics saw Transylvania's once sizable Jewish population greatly reduced, firstly in the Holocaust, and then through emigration.

Ancient History

Transylvania as part of the Dacian state

Dacian Kingdom, during the rule of Burebista, 82 BC

Herodotus gives an account of the Agathyrsi, who lived in Transylvania during the 5th century BC. He described them as a luxurious people who enjoyed wearing gold ornaments.[7] He also claimed that they held their wives in common, so that all men would be brothers.[8]

A kingdom of Dacia was in existence at least as early as the beginning of the 2nd century BC under a king, Oroles. Under Burebista, the greatest king of Dacia and a contemporary of Julius Caesar, the Dacian kingdom reached its maximum extent. The area now constituting Transylvania was the political center or heartland of Dacia.

The Dacians are often mentioned under Augustus, according to whom they were compelled to recognize Roman supremacy. However, they were by no means subdued, and in later times seized every opportunity of crossing the frozen Danube during winter and ravaging the Roman cities in the recently acquired Roman province Moesia.

The Dacians built several important fortified cities, among them Sarmizegetusa, near today's Hunedoara.

Roman Dacia

The Roman Empire expansion in the Balkans brought the Dacians into open conflict with Rome. During the reign of Decebalus, the Dacians were engaged in several wars with the Romans (from 85 to 89). After two severe reverses, the Romans gained an advantage, but were obliged to make peace owing to the defeat of Domitian by the Marcomanni. As a result, the Dacians were left independent, but had to pay an annual tribute to the Emperor.

In 101-102 Trajan began a military campaign (Dacian Wars) against the Dacians which included the siege of the Dacian capital Sarmizegetusa and the occupation of part of the country. Decebalus was left as a client king under a Roman protectorate. Three years later, the Dacians rebelled and destroyed the Roman troops in Dacia. The second campaign (105-106) ended with the suicide of Decebalus and the conversion of parts of Dacia into the Roman province Dacia Trajana. The history of the Dacian Wars is given in Dio Cassius, but the best commentary upon it is the famous Column of Trajan in Rome.

File:Roman Dacia 1.1.svg
Roman Dacia

Dacians were divided into two classes: the aristocracy (tarabostes) and the common people (comati). Following his subjugation, Decebalus complied with Rome for a time, but was soon inciting revolt among tribes against them and pillaging Roman colonies across the Danube. Intrepid and optimistic, Trajan rallied his forces once more in 106 for a second war against the Kingdom of Dacia.

Population of Dacia represented on the Trajan's Column

Unlike the first conflict, the second war involved several skirmishes that proved costly to the Roman military, who, facing large numbers of allied tribes, struggled to attain a decisive victory. Eventually, however, Rome prevailed and took Dacia. An assault against the capital Sarmizegethusa proved successful and it was burned to the ground. Decebalus fled, but soon committed suicide rather than face capture.

The battle for Sarmizegetusa Regia took place at the beginning of the summer of 106 BC with the participation of the Adriutix II and Flavia Felix legions and of a detachment (vexillatio) from the Ferrata VI Legion. The Dacians repelled the first attack, but the water pipes from the Dacian capital were destroyed. The city was on fire, all of the pillars of the sacred sanctuaries were cut down, and the entire fortification system was destroyed. But the war went on. By the treason of Bacilis (a confidant of the Dacian king) the Romans found Decebalus' treasure in the river of Sargesia (evaluated by Jerome Carcopino at 165,500 kg of gold and 331,000 kg of silver). The last battle with the army of the Dacian king took place at Porolissum (Moigrad).

The Dacians had a very powerful custom which encouraged them not to be afraid of death. This is why it was said that they left for war merrier than for any other journey. In his retirement in the mountains, Decebalus was followed by the Roman cavalry led by Tiberius Claudius Maximus. The Dacian religion of Zalmoxis admitted suicide as a last resort by those who were in pain and misery. The Dacians who listened Decebalus' last speech spread and commit suicide. Only the unkneeled king tried to retreat from the Romans, hoping that he could find in the mountains and in the unwalked woods the means to prepare the recommencement of the battle and to seek revenge. But the Roman cavalry followed him closely. They almost caught him, and at that point the great Decebal committed suicide by slashing his his throat with his sword (falx). The great scene of his death may be found on Trajan's Column in Rome.

Late Antiquity: after the Roman province Dacia

The Romans exploited the gold mines in the province extensively, building access roads and forts, such as Abrud to protect them, The region developed a strong infrastructure and economy, based on agriculture, cattle farming and mining. Colonists from Thracia, Moesia, Macedonia, Gaul, Syria, and other Roman provinces were brought in to settle the land, developing cities like Apulum (now Alba Iulia) and Napoca (now Cluj Napoca) into municipiums and colonias.

The Dacians rebelled frequently, with the biggest rebellion occurring after the death of Trajan. Sarmatians and Burs were allowed to settle in Dacia Trajana after repeated clashes between the native Dacians and the Roman administration. During the 3rd century increasing pressure from the free Dacians (Carpians) and Visigoths forced the Romans to abandon exposed Dacia Trajana.

In 271, the Roman emperor Aurelian removed the army and the administration from Dacia Trajana and reorganised a new Dacia Aureliana inside former Moesia Superior. The abandonment of Dacia Trajana by the Romans is mentioned by Eutropius in his Breviarum, Liber IX.

The province of Dacia, which Trajan had formed beyond the Danube, he gave up, despairing, after all Illyricum and Moesia had been depopulated, of being able to retain it. Roman citizens, removed from the town and lands of Dacia, he settled in the interior of Moesia, calling that Dacia which now divides the two Moesiae, and which is on the right hand of the Danube as it runs to the sea, whereas Dacia was previously on the left.

File:Origins A.png
Gepid 'kingdom' in Dacia, circa 500 AD

The first wave of the Great Migrations, (300 to 500 AD) brought the influence of migratory tribes, especially the Germanic tribes. The Visigoths established a kingdom [citation needed] north of Danube and Transylvania between 300-380. The region was known by Romans as Guthiuda and included the region between the Alutus (Olt) and the Ister (Danube). It is unclear whether they used the term Kaukaland (land of the mountains) for Transylvania proper or the whole Carpathians [citation needed]. The Visigoths were unable to preserve the region's Roman era infrastructure. The goldmines of Transylvania were ruined and unused during the Early Middle Age. Ulfilas carried (around 340) Homoean Arianism to the Goths living in Guthiuda, and the Visigoths and other Germanic tribes became staunch Arians.

In 380 a new power reached the borders of Europe, the Huns. They expelled every Germanic tribe from the Carpathian Basin except the Gepids. The Alans, the Vandals, and the Quads left the region toward the Roman Empire. The Huns extended their rule over Transylvania after 420 AD. After the disintegration of Attila's empire, Transylvania was inhabited by the remnants of various Hunnic peoples and the remaining Germanic tribe, the Gepids.

Middle Ages

Early Middle Ages: the Great Migrations

Ethnolinguistic groups in central-eastern Europe 8th century

The rule of Gepids was crushed by an attack by the Langobards and Avars in year 567 AD. The Gepids were almoost completely exterminated from the region. Very few Gepid sites from after 600 remain , such as cemeteries in the Banat region. In Transylvania there are no traces of Gepid presence after 567. By 568, the Avars under the capable leadership of their Kagan, Bayan, established an empire in the Carpathian Basin that lasted for 250 years. During this period the Slavs were allowed to settle inside Transylvania. The Avars met their demise with the rise of Charlemagne's Frankish empire. After a fierce seven year war and civil war between the Kagan and Yugurrus which lasted from 796-803 A.D., the Avars were defeated. The Transylvanian Avars were subjugated by the Bulgars under Khan Krum at the beginning of the 9th century and Transylvania, along with eastern Pannonia, was incorporated into the First Bulgarian Empire.

Magyars in Transylvania (10-11th century)[9]

In 862 Prince Rastislav of Great Moravia rebelled against the Franks, and, after hiring Magyar troops, won his independence; this was the first time that Magyar expeditionary troops entered the Carpathian Basin.[10] After a devastating Bulgar and Pecheneg attack the Magyar tribes crossed the Carpathians around 896 and occupied the basin without significant resistance. According to the Gesta Hungarorum they entered Transylvania first, where High Prince Álmos was killed. The precise date of the conquest of Transylvania is not known; the earliest Magyar artefacts found in the region are dated to the first half of the 10th century [11]. A coin, minted under Berthold, Duke of Bavaria, found near Turda indicates that Transylvanian Magyars participated in western military campaigns [12] . Although the defeat in the Battle of Lechfeld in 955 stopped the Magyar raids against western Europe, the raids on the Balkan Peninsula continued for another decade. Linguistic evidence suggests that after their conquest, the Magyars inherited the local social structures of the conquered Pannonian Slavs [13] and, furthermore, that in Transylvania there was intermarriage between the Magyar ruling class and the Slavs' élites [14].

Gelou (Gelu in Romanian, Gyalu in Hungarian) is a figure in the Gesta Hungarorum. He is portrayed as a leader of the Vlachs (ancient Romanians) in Transylvania. Duke Gelu the Romanian (originally Blacus in Gesta Hungarorum which means Romanian) was ruling over Transylvania and had his capital at Dăbâca. He was defeated by the warriors of the Magyar chieftain Tétény (also called Töhötöm; in the original Latin: Tuhutum) sometime during the 10th century. Romanian historian Neagu Djuvara proved that the name of Gelou could be connected with the ancient Thracian toponym "Gelupara" ("para" meaning "town") and with the modern toponym of "Gilău", the name of a village and a river in Cluj.

Another ancient leader of Transylvania was Glad (Bulgarian and Serbian Cyrillic: Глад). He was, according to the Gesta Hungarorum, a voivod (dux) from Bundyn (Vidin), ruler of the territory of Banat, during the 9th and 10th centuries. He also ruled part of south Transylvania, and Vidin region, and was a local governor or vassal of the First Bulgarian Empire under Bulgarian tsar Simeon. Glad had authority over the Slavs and Vlachs, which consisted most of the population of mentioned regions at the time.

Glad was defeated by the Hungarians during the 10th century. The Hungarians sent an army against duke Glad and subdued the population between the Morisio (Mureş) and Temes (Timiş) rivers. When they tried to pass the Timiş river Glad came against them with a great army including Cuman, Bulgarian and Vlach support. [1] On the following day Glad was defeated by the Hungarians. The Hungarian attack against the duke Glad in Banat is dated in 934. One of his descendants, Ahtum, was a duke of Banat and the last ruler who opposed to the establishment of the Hungarian Kingdom in the 11th century, but he was too, defeated by the Hungarian Crown.

Menumorut ruled the lands between the River Tisza and the Ygfon Forest in the direction of Ultrasilvania (Transylvania), from the Mureş river to the Someş river. He declined the request of the Magyar ruler Árpád (907) to cede his territory between the Someş river and the Meses Mountains, and in the negotiations with the ambassadors Usubuu and Veluc of Árpád he invoked the sovereignty of the Byzantine Emperor Leo VI the Wise.

The ambassadors of Árpád crossed the Tisza and came to the capital fortress of Biharia, demanding important territories on the left bank of the river for their duke. Menumorut replied: "Tell Arpad, duke of Hungary, your lord: Indebted we are to him as a friend to a friend, with all requisite to him, since he is a stranger and lacks many. Yet the territory he asked from our good will never will we bestow as long as we will be alive. And we felt sorry that duke Salanus conceded him a very large territory out either of love, which it is said, or out of fear, which is denied. Ourself on the other hand, neither out of love nor out of fear, we will ever concede him land, not even if spanning only a finger, although he said he has a right on it. And his words do not trouble our heart that he stressed he descends from the strain of king Attila, which was called the scourge of God. And if that one raped this country from my ancestor, now thanks to my lord the emperor of Constantinople, nobody can snatch it from my hands."

See also: The original text in Latin

The Magyars first besieged the citadel of Zotmar (Romanian: Satu Mare, Hungarian: Szatmár) and then Menumorut's castle in Bihar, and were able to defeat him.

The Gesta Hungarorum then retells the story of Menumorut. In the second telling, he married his daughter into the Árpád dynasty. Her son Taksony, the grandson of Menumorut, became ruler of the Magyars and father of Mihály and Géza, whose son Vajk became the first King of Hungary in 1001 under the Christian baptismal name Stephen and became King Stephen I of Hungary.

However, there are two major conflicting theories concerning whether or not the Romanized Dacian population (the ancestors of the Romanians) continued to live in Transylvania after the withdrawal of the Romans, and therefore whether or not the Romanians were present in Transylvania at the time of the Great Migrations, particularly at the time of the Magyar migration; see: Origin of Romanians. These conflicting hypotheses are often used to back competing claims by chauvinistic Hungarian and Romanian nationalists.

Transylvania as part of the Kingdom of Hungary: High Middle Ages

In 1000, Vajk, chieftain of the Magyars swore allegiance to Rome, and became King Saint Stephen I, adopting Roman Catholic Christianity and bringing about the Christianization of the Magyars. Gyula (Stephen's uncle) the Hungarian chieftain from Transylvania ( antagonized the new king which led to wars (e.g., the Orthodox[15] Gyula(Prokuj[16]/regem Iulum[17]), the ruler of Northern Transylvania and Stephen maternal uncle; Kean, the duke of Bulgarians and Slavs[18], the Orthodox Ahtum, the ruler of the Banat) or were resolved through diplomacy[19] (dux Vatha in Crisana region [20]). In 1003, Stephen led an army into Transylvania and Gyula surrendered without a fight. This made possible the organization of the Transylvanian Catholic episcopacy which was finished in 1009 when the bishop of Ostia as the legate of the Pope paid a visit to Stephen; together they approved the division of the dioceses and their boundaries.

The Szeklers, a community of uncertain origin, may have entered Transylvania before the Magyars conquered the Carpathian basin. By the 12th century the Szeklers were established in eastern and southeastern Transylvania as border guards.

Diocesan division of Transylvania in the 13th century

In the 12th and 13th centuries, the areas in the south and northeast were settled by German colonists called (then and now) Saxons. Siebenbürgen, the German name for Transylvania, derives from the seven principal fortified towns founded by these Transylvanian Saxons. The German influence became more marked when, early in the 13th century, King Andrew II of Hungary called on the Teutonic Knights to protect Transylvania in the Burzenland from the Cumans. After the Order began expanding their territory outside of Transylvania and acting independently, Andrew expelled the knights in 1225.

In 1241 Transylvania suffered greatly during the Mongol invasion of Europe. Güyük Khan invaded Transylvania from the Oituz Pass, while Subutai attacked to the south from the Mehedia Pass toward Orşova.[21] While Subutai advanced northward to meet up with Batu Khan, Güyük attacked Sibiu to prevent the Transylvanian nobility from aiding King Béla IV of Hungary. Bistriţa, Cluj-Napoca, and the Mezőség region were all ravaged by the Mongols, as was the Hungarian king's silver mine at Rodna. A separate Mongol force destroyed the western Cumans near the Siret River in the Carpathian region and annihilated the Cuman Bishopric of Milcov. Estimates of population decline in Transylvania owing to the Mongol invasion range from 15-20% to 50%.

The Western and Eastern Cumans converted to Roman Catholicism, and, after they were defeated by the Mongols, looked for refuge in central Hungary; Erzsebet, a Cumanian princess, married Stephen V of Hungary in 1254.

Nogai Khan led an invasion of Hungary alongside with Talabuga. Nogai lead an army that ravaged Transylvania with success, where cities like Reghin, Braşov and Bistriţa were plundered and ravaged. However Talabuga, who led an army in Northern Hungary, was stopped by the heavy snow of the Carpathians and the invading force was defeated near Pest by the royal army of Ladislaus IV and ambushed by the Székely in the return.

The administration of Transylvania was in the hands of a voivod appointed by the King. The word voivod or voievod first appeared in historical documents in 1193. Prior to that, the term ispán was used for the chief official of the County of Alba. The whole historical territory of Transylvania came under the rule of the voievod after 1263, when the functions of Count of Szolnok (Doboka) and Count of Alba were terminated. The voivod controlled seven comitatus. According to Chronica Pictum, Transylvania's first voivod was Zoltán Erdoelue, King Stephen's relative.

The three most important dignitaries of the 14th century were the voivod, the Bishop of Transylvania and the Abbot of Kolozsmonostor (outskirt of present day Cluj-Napoca).

Transylvania was organized according to the system of Estates. Transylvanian Estates were privileged groups or universitates (the central power acknowledged some collective or communal "liberties") with power and influence in socio-economic and political life; nevertheless they were organized according to certain ethnic criteria as well.

As in the rest of the Hungarian kingdom, the first Estate was the aristocracy (lay and ecclesiastic), ethnically heterogeneous, but undergoing a process of homogenization around its Hungarian nucleus. The basic document that granted privileges to the entire aristocracy was the Golden Bull issued by king Andrew II in 1222. The other Estates were Saxons, Szeklers and Romanians, all with an ethnic and ethno-linguistic basis. The Saxons, who had settled in southern Transylvania in the 12th-13th centuries, were granted privileges in 1224 by the Golden Bull of 1224, also called the Andreanum. Szeklers and Romanians were not regarded as newcomers (colonists) in Transylvania, thus they were not granted general but partial privileges. While Szeklers kept on consolidating these privileges and extended them over the entire ethnic group, Romanians had difficulty keeping their old privileges in certain areas (terrae Vlachorum or districtus Valachicales) and ended up by losing the rank of a distinct Estate. Nevertheless, in the 13th-14th centuries, when the king or the voivod summoned the general assembly of Transylvania (congregatio), this was attended by the four Estates: noblemen, Saxons, Szeklers, Romanians (Universis nobilibus, Saxonibus, Syculis et Olachis in partibus Transiluanis).

Transylvania as part of the Kingdom of Hungary: Later Middle Ages

Administrative division of Transylvania in the early 16th century

Gradually, after 1366 Romanians lost their status as an Estate (Universitas Valachorum) and were excluded from Transylvania's assemblies. The main reason was religion: during Louis I's proselytizing campaign, privileged status was deemed incompatible with that of "schismatic" in a state endowed with an apostolic mission by the Holy See: through the Decree of Turda/Torda, in 1366, the king redefined nobility in terms of membership in the Roman Catholic Church, thus excluding the Eastern Orthodox "schismatic" Romanians. After 1366 the status of nobility was determined not only by ownership of land and people, but also by the possession of a royal donation certificate. Since Romanians' social elite, chiefly made up of aldermen (iudices) or ‘knezes' (kenezii), who ruled over their villages according to the old law of the land (ius valachicum), managed only to a small extent to procure writs of donation, they came to be expropriated. Lacking land property and/or the official status of owner and being officially excluded from privileges as schismatic, the Romanian elite was no longer able to form an Estate and participate in the country's assemblies.

In 1437 Hungarian and Romanian peasants, the petty nobility and burghers from Cluj/Kolozsvár/Klausenburg under the leadership of Budai Nagy Antal upraised against their feudal masters and proclaimed their own Estate (universitas hungarorum et valachorum - the Estate of Hungarians and Romanians) (see: Bobâlna revolt). In order to suppress the revolt, the Transylvanian nobility, the Saxon burghers and the Székely formed the Unio Trium Nationum (The Union of the Three Nations), an alliance of mutual aid against the peasants, jointly pledging to defend their privileges against any power except that of Hungary's king. By 1438, the rebellion was crushed. From 1438 onwards the political system was based on the Unio Trium Nationum and the society was led by these three privileged nations (Estates): the nobility (mostly Magyars), the Szeklers and the Saxon burghers. These nations, however, corresponded more to social and religious rather than ethnic divisions. Being explicitly directed against the peasants, the Union limited the number of Estates, implicitely excluding the Orthodox from political and social life in Transylvania.

However, Eastern Orthodox Romanians were not allowed to build up local self-government (like the Szekelys, Saxons in Transylvania, Cumans and Iazyges in Hungary), the Romanian ruling class the "nobilis kenezius" had the same rights like Hungarian "nobilis conditionarius". In contrast to Maramureş, after the Decree of Turda/Torda 1366 in proper Transylvania the only possibility to remain or access nobility was for them through conversion to Roman Catholicism. In order to conserve their positions some Romanian families converted to Catholicism, being subsequently magyarized (i.e. the Hunyadi/Corvinus, Bedőházi, Bilkei, Ilosvai, Drágffy, Dánfi, Rékási, Dobozi, Mutnoki, Dési, Majláth, etc. families). Some of them even reached the highest ranks of the society (Nicolaus Olahus became Archishop of Esztergom, while half Romanian regent John Hunyadi's son - Mathias Corvinus - became king of Hungary).

John Hunyadi

Nevertheless, since the overwhelming majority of Romanians refused to convert to Roman Catholicism, in the constitutional system of the three nations there was no place left for them up to the 19th century, to be politically represented. Thus, they remained deprived of their rights and subject to specific segregation such as not being allowed to dwell or acquire houses in the cities, to build stone churches, or enjoy fair justice. Several examples of legal decisions taken by the three nations some hundred years after Unio Trium Nationum (1542–1555) are illustrative: the Romanian could not appeal to justice against Hungarians and Saxons, but the latter could turn in the Romanian (1552); the Hungarian (Hungarus) accused of robbery could be defended by the oath of the village judge and three honest men, while the Romanian (Valachus) needed the oath of the village knez, four Romanians and three Hungarians (1542); the Hungarian peasant could be punished after being accused by seven trustworthy people, while the Romanian received punishment after he was accused by three trustworthy people (1554).

After the diversionary manoeuvre led by Sultan Murad II, personally, it became clear that the goal of the Ottomans was no more simply to consolidate their grip on the Balkans and intimidate the Hungarians, but to conquer Hungary.

A key figure to emerge in Transylvania in these hard times was John Hunyadi (c. 1387 or 1400–1456), also known as Iancu de Hunedoara and Ioan Corvin. Hunyadi was a native Transylvanian and cared deeply for his homeland, unlike most of his predecessors, who resided in other parts of the Kingdom of Hungary, and who were too concerned with their estates and issues of national politics to pay much attention to Transylvania.

John Hunyadi himself was awarded numerous estates (he became one of the greatest landowners in Hungarian history) and a seat in the royal council for his services to Sigismund of Luxemburg. After supporting the candidature of Ladislaus III of Poland to the throne of Hungary, he was rewarded in 1440 with the captaincy of the fortress of Nándorfehérvár (Belgrade) and the voivodship of Transylvania (with his fellow voivode Miklos Újlaki). His subsequent military exploits (he is considered one of the most talented generals of Middle Ages) against the Ottoman Empire brought him further status as the regent of Hungary in 1446 and papal recognition as the Prince of Transylvania in 1448.

Modern Era

Early Modern Era: Transylvania as an autonomous principality

File:Hungary 1550.png
The partition of Hungary between the Ottoman and Habsburg empires lasted more than 150 years [22] after the Battle of Mohács in 1526

When the main Hungarian army and King Louis II Jagiello were slain by the Ottomans in the Battle of Mohács (1526), John Zápolya, governor of Transylvania, took advantage of his military strength, who opposed the succession of Ferdinand of Austria (later Emperor Ferdinand I) to the Hungarian throne. As John I was elected king of Hungary, another party recognized Ferdinand. In the ensuing struggle Zápolya received the support of Sultan Suleiman I, who after Zápolya's death in 1540 overran central Hungary on the pretext of protecting Zápolya's son, John II.

Habsburg Austria controlled Royal Hungary, which consisted of counties along the Austrian border, Upper Hungary and some of northwestern Croatia.[22] The Ottomans annexed central and southern Hungary.[22]

Transylvania as part of the Eastern Hungarian Kingdom

Transylvania became an autonomous state, under the suzerainty of the Ottoman Empire, Principality of Transylvania, where native princes, who paid the Turks tribute, ruled with considerable autonomy[22] and where Austrian and Turkish influences vied for supremacy for nearly two centuries.

Transylvania was now beyond the reach of Catholic religious authority, allowing Lutheran and Calvinist preaching to flourish. In 1563, Giorgio Blandrata was appointed as court physician, and his radical religious ideas increasingly influenced both the young king John II and the Calvinist bishop Francis David, eventually converting both to the Anti-Trinitarian (Unitarian) creed. In a formal public disputation, Francis David prevailed over the Calvinist Peter Melius, resulting in 1568 in the formal adoption of individual freedom of religious expression under the Edict of Turda (the first such legal guarantee of religious freedom in Christian Europe). Lutherans, Calvinists, Unitarians and Roman Catholics received protection, while the majority Eastern Orthodox Church was merely tolerated.

Transylvania was governed by princes and its Diet (parliament). The Transylvanian Diet consisted of three Estates: the Hungarian nobility (largely ethnic Hungarian nobility and clergy); the leaders of Transylvanian SaxonsGerman burghers; and the free Székely Hungarians.

Stephen Báthory who became elected King of Poland
Mihai Viteazul (Michael the Brave), Lord of Wallachia, Moldavia, and Transylvania
The three Principalities united under Michael's authority

The Báthory family, which came to power on the death of John II in 1571, ruled Transylvania as princes under the Ottomans, and briefly under Habsburg suzerainty, until 1602.

The younger Stephen Báthory, a Hungarian Catholic who later became King Stephen Bathory of Poland, undertook to maintain the religious liberty granted by the Edict of Turda, but interpreted this obligation in an increasingly restricted sense. The latter period of Báthory rule saw Transylvania under Sigismund Bathory enter the Long War, which started as a Christian alliance against the Turks and became a four-sided conflict in Transylvania involving the Transylvanians, the Austrians, the Ottomans, and the Romanian voivod of Wallachia, Prince Michael the Brave.

Stephen Bocskay Prince of Transylvania
Gabriel Bethlen Prince of Transylvania

Michael gained control of Transylvania in 1599 after the Battle of Şelimbăr in which he defeated Andrew Báthory's army. Báthory was killed by Szeklers who hoped to regain their old privileges with Michael's help. In May 1600 Michael also gained control of Moldavia, uniting the three principalities of Wallachia, Moldavia and Transylvania (the three main parts of present-day Romania). Michael installed Wallachian boyars in certain offices, but even so, he did not interfere with the Transylvanian Estates, and sought support from the Hungarian nobility. The union did not last long, however, as Michael was assassinated by Walloon mercenaries under the command of the Habsburg general Giorgio Basta in August 1601. The rule of Michael the Brave was marred by the pillaging of Wallachian and Serbian mercenaries as well as Székelys avenging the Szárhegy Bloody Carnival of 1596. When Michael entered Transylvania, he did not free or grant rights to the Romanian inhabitants, who were primarily peasants but. Instead he sought to support the Hungarian, Szekler, and Saxon nobles by reaffirming their right and privileges.[23]

After the defeat of Michael at Miriszló, the Transylvanian Estates swore allegiance to the Habsburg Emperor, Rudolph. As Basta finally subdued Transylvania in 1604 and initiated a reign of terror in which he was authorised to appropriate the land of noblemen, Germanize the population, and reclaim the principality for Catholicism through the Counter Reformation. The period between 1601 (assassination of Michael the Brave) - and 1604 (fall of gen. Basta) was the most tragic for Transylvania since the Mongol invasion. "Misericordia dei quod non consumti sumus" (only God's merciful save us from annihilation) characterised this period an anonymous Saxon writer. From 1604–1606, the Calvinist magnate of Bihar county István Bocskay led a successful rebellion against Austrian rule. Bocskay was elected Prince of Transylvania on April 5, 1603 and prince of Hungary two months later.

Principality of Transylvania between 1606 and 1660
George II Rákóczi

The two main achievements of Bocskay's brief reign (he died December 29, 1606) were the Peace of Vienna (June 23, 1606), and the Peace of Žitava (November 1606). By the Peace of Vienna, Bocskay obtained religious liberty and political autonomy, the restoration of all confiscated estates, the repeal of all "unrighteous" judgments, and a complete retroactive amnesty for all Hungarians in Royal Hungary, as well as his own recognition as independent sovereign prince of an enlarged Transylvania. Almost equally important was the twenty years Peace of Žitava, negotiated by Bocskay between Sultan Ahmed I and Emperor Rudolf II.

Under Bocskay's successors Transylvania had its golden age [citation needed], especially under the reigns of Gabriel Bethlen and György I Rákóczi. Gabriel Bethlen, who reigned from 1613 to 1629, perpetually thwarted all efforts of the emperor to oppress or circumvent his subjects, and won reputation abroad by championing the Protestant cause. Three times he waged war on the emperor, twice he was proclaimed King of Hungary, and by the Peace of Nikolsburg (December 31, 1621) he obtained for the Protestants a confirmation of the Treaty of Vienna, and for himself seven additional counties in northern Hungary. Bethlen's successor, George I Rákóczi, was equally successful. His principal achievement was the Peace of Linz (September 16, 1645), the last political triumph of Hungarian Protestantism, in which the emperor was forced to confirm again the articles of the Peace of Vienna. Gabriel Bethlen and George I Rákóczi also did much for education and culture, and their era has justly been called the golden era of Transylvania. They lavished money on the embellishment of their capital Alba Iulia (Gyulafehérvár, Weißenburg), which became the main bulwark of Protestantism in Central Europe. During their reign Transylvania was also one of the few European countries where Roman Catholics, Calvinists, Lutherans, and Unitarians lived in mutual tolerance, all of them belonging to the officially accepted religions - religiones recaepte, while Orthodoxs, however, were only tolerated.

This golden age and relative independence of Transylvania ended with the reign of George II Rákóczi. The prince, coveting the Polish crown, allied with Sweden and invaded Poland in 1657 in spite of the Turkish Porte clearly prohibiting any military action. Rákóczi was defeated in Poland, his army taken hostage by the Tatars. Chaotic years followed, with a quick succession of princes fighting one another and a Rákóczi unwilling to resign, despite Turkish threat of all-out military attack. To resolve the political situation, the Turks finally resorted to military power; the successional invasions of Transylvania by the Turks and their Crimean Tatar allies, the ensuing loss of territory (particularly, the loss of the most important Transylvanian stronghold, Várad in 1660) and diminishing manpower led to Prince Kemény proclaiming the secession of Transylvania from the Ottomans (April 1661) and appealing for help to Vienna. A secret Habsburg-Ottoman agreement, however, prevented the Habsburg court from intervening, and the defeat of Prince Kemény by the Turks, and the Turkish instalment of the insipid Mihály Apafi on the throne marked the complete subordination of Transylvania, which now became a powerless vassal of the Ottoman Empire.

Modern Era: Habsburg Rule

Map showing Transylvania, Hungary and Galicia

After the defeat of the Ottomans at the Battle of Vienna in 1683, the Habsburgs gradually began to impose their rule on the formerly autonomous Transylvania. Apart from strengthening the central government and administration, the Habsburgs also promoted the Roman Catholic Church, both as a uniting force and also as an instrument to reduce the influence of the Protestant nobility. By creating a conflict between Protestant and Catholic elements, the Habsburgs hoped to weaken the estates. In addition, they tried to persuade Orthodox clergymen to join the Uniate (Greek Catholic) Church, which accepted four key points of Catholic doctrine and acknowledged papal authority, while still retaining Orthodox rituals and traditions. In 1699 and 1701, Emperor Leopold I decreed Transylvania's Orthodox Church to be one with the Roman Catholic Church, by joining the newly created Romanian Greek-Catholic Church. Many, but not all, priests converted, although it was not clear to them what the difference was between the two denominations. As a response to the Habsburg policy of converting all Romanian Orthodox to Greek-Catholics, several peaceful movements of the Romanian Orthodox population advocated for freedom of worship for all the Transylvanian population, most notably being the movements led by Visarion Sarai, Nicolae Oprea Miclăuş and Sofronie of Cioara.

From 1711 onward, Austrian control over Transylvania was consolidated, and the princes of Transylvania were replaced with Habsburg imperial governors[24]. In 1765 the Grand Principality of Transylvania was proclaimed, consolidating the special separate status of Transylvania within the Austrian Empire, established by the Diploma Leopoldinum in 1691[25][5]. The Hungarian histrography sees this as a mere formality[26][27]. Within the Habsburg Empire, Transylvania was administratively part of Hungary[4], at that time just another Habsburg possession.

File:HORIAsiClosca 1780.jpg
Romanian leaders of the 1784–1785 revolt

On November 2, 1784 started a revolt leaded by the Romanians Horea (Vasile Ursu Nicola), Cloşca (Ion Oargă) and Crişan (Marcu Giurgiu). It began in Hunedoara County, but it soon spread all throughout the Apuseni Mountains. Their main demands were related to the feudal serfdom and the lack of political equality between Romanians and other ethnicities of Transylvania. They fought at Câmpeni, Abrud and Roşia and defeated the Austrian Imperial Army at Brad on November 27, 1784. The revolt was crushed on February 28, 1785 at Dealul Furcilor (Forks' Hill), Alba-Iulia, and afterwards the leaders were caught. Horea and Cloşca were executed by breaking on the wheel; Crişan hanged himself on the night before the execution.

In 1791 the Romanians petitioned Emperor Leopold II for recognition as the fourth "nation" of Transylvania (Supplex Libellus Valachorum) and for religious equality, but the Transylvanian Diet rejected their demands, restoring the Romanians to their old marginalised status.

In early 1848, the Hungarian Diet took the opportunity presented by the revolution to enact a comprehensive legislative program of reforms, referred to as the April laws, which also included provision for the union of Transylvania and Hungary. The Romanians of Transylvania initially welcomed the revolution believing that they would benefit from the liberal reforms. However, their position changed due to the opposition of Transylvanian nobles to reforms such as emancipation of the serfs, and the failure of the Hungarian revolutionary leaders to recognise Romanian national interests. A Romanian national assembly at Blaj in the middle of May, produced its own revolutionary program calling for proportionate representation of Romanians in the Transylvanian Diet and an end to social and ethnic oppression. The Saxons were worried from the start about the idea of union with Hungary, fearing the loss of their traditional privileges. When the Transylvanian Diet met on May 29 the vote for union was pushed through despite the objection of many Saxon deputies. On June 10, the Emperor sanctioned the union vote of the Diet. Military executions, the arrest of revolutionary leaders and other activities which followed the union hardened the position of the Saxons. In September 1848, another Romanian assembly in Blaj denounced union with Hungary and called for an armed rising in Transylvania. Warfare erupted in November with both Romanian and Saxon troops, under Austrian command, battling the Hungarians led by the Polish general Józef Bem. Within four months, Bem had ousted the Austrians from Transylvania. However, in June 1849, Tsar Nicholas I of Russia responded to an appeal from Emperor Franz Joseph to send Russian troops into Transylvania. After initial successes against the Russians, Bem's army was defeated decisively at the Battle of Temesvár (Timişoara) on August 9; the surrender of Hungary followed.

The Austrians clearly rejected the October demand that the ethnical criteria become the basis for internal borders, with the goal of creating a province for Romanians (Transylvania grouped alongside the Banat and Bukovina), as they did not want to replace the threat of Hungarian nationalism with the potential one of Romanian separatism. Yet they did not declare themselves hostile to the rapid creation of Romanian administrative offices within Transylvania, one which prevented Hungary from including the region in all but name.

The territory was organized in prefecturi ("prefectures"), with Avram Iancu and Buteanu as two prefects in the Apuseni. Iancu's prefecture, the Auraria Gemina (a name charged with Latin symbolism), became the most important one as it took over from bordering areas that were never really fully organized.

Avram Iancu

In the same month, the administrative efforts were put to a halt, as Hungarians under Józef Bem carried out a sweeping offensive through Transylvania. With the discreet assistance of Imperial Russian troops, the Austrian army (except for the garrisons at Alba Iulia and Deva) and the Austrian-Romanian administration retreated to Wallachia and Wallachian Oltenia (both were, at the time, under Russia's occupation). Avram Iancu's remained the only resistance force: he retreated to harsh terrain, mounting a guerrilla campaign on Bem's forces, causing severe damage and blocking the route to Alba Iulia. He was, however, challenged by severe shortages himself: the Romanians had few guns and very little gunpowder. The conflict dragged on for the next months, with all Hungarian attempts to seize the mountain stronghold being overturned.

Józef Bem

In April 1849, Iancu was approached by the Hungarian envoy Ioan Dragoş (in fact, a Romanian deputy in the Hungarian Parliament). Dragoş appeared to have been acting out of his own desire for peace, and he worked hard to get the Romanian leaders to meet him in Abrud and listen to the Hungarian demands. Iancu's direct adversary, Hungarian commander Imre Hatvany, seems to have taken profit on the provisoral armistice to attack the Romanians in Abrud. He did not, however, benefit from a surprise, as Iancu and his men retreated and then encircled him. In the interval, Dragoş was lynched by the Abrud crowds, in the belief that he was part of Hatvany's ruse.

Hatvany also angered the Romanians by having Buteanu captured and murdered. While his position became weaker, he was permanently attacked by Iancu's men, until the major defeat of May 22. Hatvany and most of his armed group were massacred by their adversaries, as Iancu captured their cannons, switching the tactical advantage for the next months. Kossuth was angered by Hatvany's gesture (an inspection of the time dismissed all of Hatvany's close collaborators), especially since it made future negotiations unlikely.

However, the conflict became less harsh: Iancu's men concentrated on taking hold of local resources and supplies, opting to inflict losses only through skirmishes. The Russian intervention in June precipitated things, especially since the Poles fighting in the Hungarian revolutionary contingents wanted to see an all-out resistance to the Tsarist armies. People like Henryk Dembiński mediated for an understanding between Kossuth and the Wallachian émigré revolutionaries. The latter, understandably close to Avram Iancu (especially Nicolae Bălcescu, Gheorghe Magheru, Alexandru G. Golescu, and Ion Ghica) were also keen to inflict a defeat on the Russian armies that had crushed their movement in September 1848.

Bălcescu and Kossuth met in May 1849, in Debrecen. The contact has for long been celebrated by Romanian Marxist historians and politicians: Karl Marx's condemnation of everything opposing Kossuth had led to any Romanian initiative being automatically considered reactionary. In fact, it appears that the agreement was in no way a pact: Kossuth meant to flatter the Wallachians, by getting them to champion the idea of Iancu's armies leaving Transylvania for good, in order to help Bălcescu in Bucharest. While agreeing to mediate for peace, Bălcescu never presented these terms to the fighters in the Apuseni. His personal documents (commented by Liviu Maior) show that the un-realistic assumptions of Kossuth had made him view the Hungarian leader as a demagogue.

Even more contradictory, the only thing Avram Iancu agreed to (and which no party had asked for) was his forces' neutrality in the conflict between Russia and Hungary. Thus, he secured his position as the Hungarian armies suffered defeats in July, culminating in the Battle of Segesvár, and then the capitulation of August 13.

After quashing the revolution, Austria imposed a repressive regime on Hungary and ruled Transylvania directly through a military governor, with German again becoming the official language. Austria abolished the Union of Three Nations and granted citizenship to the Romanians. Although the former serfs were given land by the Austrian authorities, it was often barely sufficient for subsistence living. These poor conditions obliged many Romanian families to cross into Wallachia and Moldavia searching for better lives.

Late Modern Era: The Austro-Hungarian Empire

Due to external and internal problems, reforms seemed inevitable to secure the integrity of the Habsburg Empire. Major Austrian military defeats, like the Battle of Königgrätz (1866), forced the Austrian Emperor Franz Joseph to concede internal reforms. To appease Hungarian separatism, the Emperor made a deal with Hungary, negotiated by Ferenc Deák, called the Austro-Hungarian Compromise of 1867, by which the dual Monarchy of Austria–Hungary came into existence. The two realms were governed separately by two parliaments from two capitals, with a common monarch and common external and military policies. Economically, the empire was a customs union. The first prime minister of Hungary after the Compromise was Count Gyula Andrássy. The old Hungarian Constitution was restored, and Franz Joseph was crowned as King of Hungary.

The era witnessed an impressive economic development. The GNP per capita grew roughly 1.45% per year from 1870 to 1913. That level of growth compared very favorably to that of other European nations such as Britain (1.00%), France (1.06%), and Germany (1.51%). Technological change accelerated industrialization and urbanization. Many of the state institutions and the modern administrative system of Hungary were established during this period.

However, in the compromise (Ausgleich) of 1867 which established the Austro-Hungarian Empire, the special status of Transylvania ended and it became a province under the control of Hungarian parliament. While part of Austria-Hungary, Transylvania's Romanians were oppressed[citation needed] by the Hungarian administration through Magyarization; the German Saxons were also subject to this policy, but not as heavily as were Romanians[citation needed].

During the time of Austria-Hungary, Hungarian-administered "Transylvania proper" consisted of a 15-county (Template:Lang-hu) region, covering 54,400 km² in the southeast of the former Kingdom of Hungary. The Hungarian counties at the time were Alsó-Fehér, Beszterce-Naszód, Brassó, Csík, Fogaras, Háromszék, Hunyad, Kis-Küküllő, Kolozs, Maros-Torda, Nagy-Küküllő, Szeben, Szolnok-Doboka, Torda-Aranyos, and Udvarhely.

Transylvania as part of Romania

Greater Romania

Romanians within Transylvania and Hungary in 1910

Although Kings Carol I and Ferdinand I were of the German Hohenzollern dynasty, the Kingdom of Romania refused to join the Central Powers and stayed neutral when the First World War began. In 1916 Romania joined the Triple Entente by signing a secret Military Convention with the Entente, which recognised Romania's rights over Transylvania. King Ferdinand's wife Queen Marie, who was of British and Russian parentage, was highly influential during these years. [28]

As a consequence of the Convention, Romania declared war against the Central Powers on August 27, 1916, and crossed the Carpathian mountains into Transylvania, thus forcing the Central Powers to fight on yet another front. A German-Bulgarian counter-offensive began the following month in Dobruja and in the Carpathians, driving the Romanian army back into Romania by mid-October and eventually leading to the capture of Bucharest. The exit of Russia from the war in March 1918 in the Treaty of Brest-Litovsk left Romania alone in Eastern Europe, and a peace treaty between Romania and Germany was negotiated in May 1918. By mid-1918 the Central Powers were losing the war, and the Austro-Hungarian empire had begun to disintegrate. The nations living inside Austria-Hungary proclaimed their independence from the empire during September and October 1918.

After World War I

The resulting Treaty of Bucharest, never ratified in Romania, was denounced in October 1918 by the Romanian government, which then re-entered the war on the Allied side. The Romanian Army advanced to the Mureş river in Transylvania.

The leaders of Transylvania's National Party met and drafted a resolution invoking the right of self-determination (Woodrow Wilson's 14 points) of Transylvania's Romanian people, and proclaimed the unification of Transylvania with Romania. In November, the Romanian National Central Council, which represented all the Romanians of Transylvania, notified the Budapest government that it was going to assume control of twenty-three Transylvanian counties and parts of three others, and requested a Hungarian response by November 2. The Hungarian Government, after negotiations with the Council, rejected the proposal, claiming that it failed to secure rights of the ethnic Hungarian and German population. A mass assembly of ethnic Romanians on December 1 in Alba Iulia passed a resolution calling for unification of all Romanians in a single state. The National Council of the Germans from Transylvania approved the Proclamation, as did the Council of the Danube Swabians from the Banat. In response, the Hungarian General Assembly of Cluj reaffirmed the loyalty of Hungarians from Transylvania to Hungary on December 22, 1918.

The Romanian Army, representing the Entente powers, entered Transylvania from the east on November 12. In December 1918 they entered Southern Transylvania as well, and reached, then crossed, the demarcation line on the Mureş River by mid-December and advanced up to Cluj and then up to Sighet, after making a request to the Powers of Versailles on the grounds of protecting the Romanians in Transylvania. In February 1919, to prevent armed clashes between the Romanian and the withdrawing Hungarian troops, a Neutral Zone was created.

The Prime Minister of the newly proclaimed independent Republic of Hungary resigned in March 1919, refusing the territorial concessions (including Transylvania) demanded by the Entente powers. When the Communist Party of Hungary, led by Béla Kun, came to power in March 1919 it proclaimed the Hungarian Soviet Republic and after promising that Hungary would regain the lands that were under its control during the Austro-Hungarian Empire, it decided to attack Czechoslovakia and Romania. This led to the Hungarian-Romanian War of 1919. The Hungarian Army began the offensive in Transylvania in April 1919 along the Someş, and Mureş rivers. A Romanian counter-offensive pushed forward to reach - and halt at - the Tisza River in May A new Hungarian offensive in July penetrated 60 km into Romanian lines before a further Romanian counter-offensive led to the occupation of the Hungarian capital Budapest in August, putting an end to the Hungarian Soviet Republic. The Romanian army withdrew from Hungary between October 1919 and March 1920.

The Treaty of Versailles, formally signed in June 1919, recognised the sovereignty of Romania over Transylvania. The Treaties of St. Germain (1919) and Trianon (signed on June 1920) further elaborated the status of Transylvania and defined the new border between the states of Hungary and Romania. King Ferdinand I of Romania and Queen Maria of Romania were crowned at Alba Iulia in the year 1922.

Great Romania (1918 - 1940)

The Romanian expression România Mare (literal translation "Great Romania") generally refers to the Romanian state in the years between the First and Second World Wars and, by extension, to the territory Romania covered at the time (see the map). Romania achieved at that time its greatest territorial extent, managing to unite almost all the historic Romanian lands (except northern Maramureş, Western Banat and some small areas of Partium / Crişana). Historically, "Great Romania" represented one of the ideals of Romanian nationalism. It is still seen by many as a "paradise lost"[citation needed] , often by comparison with the "stunted" Communist Romania.

In 1918, at the end of World War I, Transylvania and Bessarabia united with the Romanian Old Kingdom, Transylvania united by a Proclamation of Union of Alba Iulia voted by the Deputies of the Romanians from Transylvania; Bessarabia, having declared its independence from Russia in 1917 by the Conference of the Country (Sfatul Ţării), called in Romanian troops to protect the province from the Bolsheviks who were spreading the Russian Revolution. The union of the regions of Transylvania, Maramureş, Crişana and Banat with the Old Kingdom of Romania was ratified in 1920 by the Treaty of Trianon which recognised the sovereignty of Romania over these regions and settled the border between the independent Republic of Hungary and the Kingdom of Romania. The union of Bukovina and Bessarabia with Romania was ratified in 1920 by the Treaty of Versailles. Romania had also recently acquired Southern Dobrudja from Bulgaria as a result of its victory in the Second Balkan War in 1913.

Transylvania during World War II and Communism

In August 1940, during the Second World War, Adolf Hitler gave the northern half of Transylvania to Hungary, by the second Second Vienna Award. The Treaty of Paris (1947) after the end of the Second World War overturned the Vienna Award, and the territory of northern Transylvania was returned to Romania. The post-WWII borders with Hungary agreed on at the Treaty of Paris were identical with those set out in 1920.

Transylvania today

Map of Romania with "Transylvania proper" in bright yellow

Today, "Transylvania proper" (bright yellow on the accompanying map) is included within the Romanian counties (judeţe) of Alba, Bistriţa-Năsăud, Braşov, Cluj, Covasna, Harghita, Hunedoara, Mureş, Sălaj (partially) and Sibiu. In addition to "Transylvania proper", modern Transylvania includes Crişana and part of the Banat; these regions (dark yellow on the map) are in the counties of Arad, Bihor, Caraş-Severin, Maramureş, Sălaj (partially), Satu Mare, and Timiş.

Demographics, heritage, and historic reaseach

Historical population

Official censuses with information on Transylvania's ethnical composition have been conducted since 1850. The data recorded in these censuses is presented in the table below. Note that the census system in Hungary (between 1880 and 1910) was based on native language. Before 1880 the Jews were counted as an ethnic group later they were counted according to their first language.

Year Total Romanians Hungarians Germans
1850a 2,073,372 59.1% 25.9% 9.3%
1869 4,224,436 59.0% 24.9% 11.9%
1880 4,032,851 57.0% 25.9% 12.5%
1890 4,429,564 56.0% 27.1% 12.5%
1900 4,840,722 55.2% 29.4% 11.9%
1910 5,262,495 53.8% 31.6% 10.7%
1919 5,259,918 57.1% 26.5% 9.8%
1920 5,208,345 57.3% 25.5% 10.6%
1930 5,114,214 58.3% 26.7% 9.7%
1941 5,548,363 55.9% 29.5% 9.0%
1948 5,761,127 65.1% 25.7% 5.8%
1956 6,232,312 65.5% 25.9% 6.0%
1966 6,736,046 68.0% 24.2% 5.6%
1977 7,500,229 69.4% 22.6% 4.6%
1992 7,723,313 75.3% 21.0% 1.2%
2002 7,221,733 74.7% 19.6% 0.7%

[29], [30], [31][32]

Note: a The data from the 1850 Census refers to Transylvania proper only, namely the counties of Alba, Bistriţa-Năsăud, Braşov, Cluj, Covasna, Harghita, Hunedoara, Mureş, Sălaj and Sibiu. It therefore excludes the data from the counties of Arad, Bihor, Caraş-Severin, Maramureş, Satu Mare, and Timiş.

Historical coat of arms

The historical Transylvanian arms depicts:

  • on a blue background, an eagle representing the medieval nobility, which was primarily Magyar
  • the Sun and the crescent Moon above the eagle represent the Szeklers.
  • a red dividing band
  • seven red towers on a yellow background representing the seven castles of the Transylvanian Saxons
Historical coat of arms of Transylvania

These symbols, representing the three privileged nations (estates) of Transylvania had been in use since the 16th century, usually together with the elements of the Hungarian coat of arms, because Transylvanian Princes maintained their claims for the throne of the Kingdom of Hungary. The Diet of 1659 codified the coat of arms considered to be the historical coat of arms until present day. While the Hungarians, Saxons, and Szeklers were represented in it, the Romanians were not, despite their proposal to include a representation of Dacia.

Regions are not legal administrative units in today's Romania, consequently the historical arms is now only used within the coat of arms of Romania. This officially recognised image is still based on the 1659 symbols, thus, includes only the traditional estates of Transylvania.

Coat of arms of Michael the Brave

Another, relatively short-lived heraldic representation of Transylvania is found on the coat of arms of Michael the Brave. Besides the Walachian eagle and the Moldavian auroch, Transylvania is here represented by two afronted lions holding a sword (elements referring to the Dacian Kingdom), standing upon seven hills.

The 1848 revolutionary movement proposed a revision of the Transylvanian coat of arms, aimed at offering representation to the Romanian majority too. Besides the 1659 representation, it introduced a central section, portraying a Dacian woman, symbolizing the Romanian nation, holding in her right hand a sickle, and in the left hand a Roman legion's flag, with the initials D.F. (Dacia Felix). On the woman's right there was an eagle with a laurel crown in its beak, and on its left side a lion. This representation of the Romanian nation was inspired by a coin issued by the Roman emperor Marcus Julius Philippus at Ulpia Traiana Sarmisegetusa in honor of the province of Dacia.

Historiography

The history of Transylvania has at times been subject to contestation between rival national historical narratives, especially those of Romania and Hungary. In November 2006, a Romanian newspaper reported that there is a project in the offing for a book on the history of Transylvania under the joint auspices of the Romanian Academy and the Hungarian Academy.[33]

See also

References

  1. ^ Peter F. Sugar.Southeastern Europe Under Ottoman Rule, 1354–1804 (History of East Central Europe), University of Washington Press, July 1983, page 163, http://books.google.com/books?id=LOln4TGdDHYC&pg=PA163&dq=independent+principality+that+was+not+reunited+with+Hungary&lr=
  2. ^ John F. Cadzow, Andrew Ludanyi, Louis J. Elteto, Transylvania: The Roots of Ethnic Conflict, Kent State University Press, 1983, page 79, http://books.google.com/books?id=fX5pAAAAMAAJ&q=diploma+leopoldinum+transylvania&dq=diploma+leopoldinum+transylvania&lr=&pgis=1
  3. ^ Paul Lendvai, Ann Major. “The Hungarians: A Thousand Years of Victory in Defeat” C. Hurst & Co. Publishers, 2003, page 146; http://books.google.com/books?id=9yCmAQGTW28C&pg=PA146&dq=diploma+leopoldinum+transylvania&lr=
  4. ^ a b Transylvania. (2009). In Encyclopædia Britannica. Retrieved July 07, 2009, from Encyclopædia Britannica Online: http://www.britannica.com/EBchecked/topic/603323/Transylvania
  5. ^ a b Diploma Leopoldinum. (2009). In Encyclopædia Britannica. Retrieved July 07, 2009, from Encyclopædia Britannica Online: http://www.britannica.com/EBchecked/topic/1459175/Diploma-Leopoldinum
  6. ^ Population census of 2002 Template:Ro icon - recensamant 2002 --> rezultate --> 4. POPULATIA DUPA ETNIE
  7. ^ Gündisch, Konrad (1998). Siebenbürgen und die Siebenbürger Sachsen. Langen Müller. ISBN 3-7844-2685-9. {{cite book}}: Cite has empty unknown parameter: |coauthors= (help)
  8. ^ Lendering, Jona. "Herodotus of Halicarnassus". Retrieved 2006-11-26. {{cite web}}: Cite has empty unknown parameter: |coauthors= (help)
  9. ^ Bóna, István (2001). The Settlement of Transylvania in the 10th and 11th Centuries. Columbia University Press, New York,. ISBN 0-88033-479-7. {{cite book}}: Unknown parameter |coauthors= ignored (|author= suggested) (help)CS1 maint: extra punctuation (link)
  10. ^ Kosáry Domokos, Bevezetés a magyar történelem forrásaiba és irodalmába 1, p. 29
  11. ^ Madgearu, Alexandru (2001). Românii în opera Notarului Anonim. Cluj-Napoca: Centrul de Studii Transilvane, Fundația Culturală Română. ISBN 973-577-249-3.
  12. ^ Bóna, István (2001), "II. From Dacia to Erdoelve: Transylvania in the Period of the Great Migrations (271-896)", in Köpeczi, Béla (ed.), History of Transylvania. Volume I. From the Beginnings to 1606, New York: Columbia University Press
  13. ^ Madgearu, Alexandru (1999–2002), "Were the Zupans Really Rulers of Some Romanian Early Medieval Polities?" (PDF), Revista de Istorie Socială, 4–7: 15–25
  14. ^ Bóna, István (2001), "II. From Dacia to Erdoelve: Transylvania in the Period of the Great Migrations (271-896)", in Köpeczi, Béla (ed.), History of Transylvania. Volume I. From the Beginnings to 1606, New York: Columbia University Press
  15. ^ according to Jóannész Szkülitzész[verification needed]
  16. ^ Thietmar's Chronicle
  17. ^ Stephanus rex Ungaricus super avunculum suum regem Iulum cum exercitu venit; quem cum comprehendisset cum uxore et filiis duobus, regnum eius vi ad christianitatem compulit
  18. ^ Chronicon Pictum
  19. ^ eg Stephen's sister married the Kabar chieftain Aba Samuel. in return Aba was baptised; Vatha was allowed to keep his estates
  20. ^ Template:Hu icon Körösladány Online
  21. ^ Chambers, James. The Devil's Horsemen: The Mongol Invasion of Europe. Atheneum. New York. 1979. ISBN 0-689-10942-3
  22. ^ a b c d A Country Study: Hungary. Federal Research Division, Library of Congress. Retrieved 2009-01-11.
  23. ^ George W. White, Nationalism and territory, 2000, p.132
  24. ^ http://encyclopedia2.thefreedictionary.com/Grand+Principality+of+Transylvania
  25. ^ Paul Lendvai, Ann Major. “The Hungarians: A Thousand Years of Victory in Defeat” C. Hurst & Co. Publishers, 2003, page 146; http://books.google.com/books?id=9yCmAQGTW28C&pg=PA146&dq=diploma+leopoldinum+transylvania&lr=
  26. ^ "JOHN HUNYADI: Hungary in American History Textbooks". Andrew L. Simon. Corvinus LIbrary Hungarian History. Retrieved 7 July 2009.
  27. ^ The Columbia Electronic Encyclopedia® Copyright © 2007, Columbia University Press. Licensed from Columbia University Press. All rights reserved. www.cc.columbia.edu/cu/cup/[1]
  28. ^ Easterman, Alexander (1942). King Carol, Hitler, and Lupescu. Victor Gollancz Ltd., London.
  29. ^ Árpád Varga E., Hungarians in Transylvania between 1870 and 1995, Original title: Erdély magyar népessége 1870–1995 között, Magyar Kisebbség 3–4, 1998 (New series IV), pp. 331–407. Translation by Tamás Sályi, Teleki László Foundation, Budapest, 1999
  30. ^ Rudolf Poledna, François Ruegg, Cǎlin Rus, Interculturalitate, Presa Universitarǎ Clujeanǎ, Cluj-Napoca, 2002. p. 160.
  31. ^ Erdély etnikai és felekezeti statisztikája (1850–1992). Retrieved 2007-05-17
  32. ^ Erdély népességének etnikai és vallási tagolódása a magyar államalapítástól a dualizmus koráig
  33. ^ Delia Budurca, Magda Crisan, România şi Ungaria rescriu istoria Ardealului ("Romania and Hungary rewrite the history of Transylvania"), Adevărul, 16 November 2006.