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. 2016 Jul 8;11(7):e0158984. doi: 10.1371/journal.pone.0158984

The Relationship between Common Genetic Markers of Breast Cancer Risk and Chemotherapy-Induced Toxicity: A Case-Control Study

Leila Dorling 1,*, Siddhartha Kar 1, Kyriaki Michailidou 1,8, Louise Hiller 5, Anne-Laure Vallier 2, Susan Ingle 2, Richard Hardy 2, Sarah J Bowden 6, Janet A Dunn 5, Chris Twelves 7, Christopher J Poole 5, Carlos Caldas 2,3,4, Helena M Earl 2,3, Paul D P Pharoah 1, Jean E Abraham 1,2,3
Editor: Douglas Thamm9
PMCID: PMC4938564  PMID: 27392074

Abstract

Ninety-four common genetic variants are confirmed to be associated with breast cancer. This study tested the hypothesis that breast cancer susceptibility variants may also be associated with chemotherapy-induced toxicity through shared mechanistic pathways such as DNA damage response, an association that, to our knowledge, has not been previously investigated. The study included breast cancer patients who received neoadjuvant/adjuvant chemotherapy from the Pharmacogenetic SNPs (PGSNPS) study. For each patient, a breast cancer polygenic risk score was created from the 94 breast cancer risk variants, all of which were genotyped or successfully imputed in PGSNPS. Logistic regression was performed to test the association with two clinically important toxicities: taxane- related neuropathy (n = 1279) and chemotherapy-induced neutropenia (n = 1676). This study was well powered (≥96%) to detect associations between polygenic risk score and chemotherapy toxicity. Patients with high breast cancer risk scores experienced less neutropenia compared to those with low risk scores (adjusted p-value = 0.06). Exploratory functional pathway analysis was performed and no functional pathways driving this trend were identified. Polygenic risk was not associated with taxane neuropathy (adjusted p-value = 0.48). These results suggest that breast cancer patients with high genetic risk of breast cancer, conferred by common variants, can safely receive standard chemotherapy without increased risk of taxane-related sensory neuropathy or chemotherapy-induced neutropenia and may experience less neutropenia. As neutropenia has previously been associated with improved survival and may reflect drug efficacy, these patients may be less likely to benefit from standard chemotherapy treatment.

Introduction

Genome-wide association studies (GWAS) provide an empirical approach for identifying moderate risk alleles for a variety of widespread complex diseases and traits. Meta-analyses of 11 breast cancer GWAS (15,748 cases and 18,084 controls) and 41 studies in the Breast Cancer Association Consortium (BCAC) (46,785 cases and 42,892 controls) have confirmed 94 breast cancer susceptibility loci (p-value<5 x 10−8)[13]. Effect sizes of each genetic locus are generally modest (OR≤1.34), but together they explain approximately 16% of the excess familial risk of breast cancer. In a recent study by Mavaddat et al, a breast cancer polygenic risk score was created using 77 breast cancer risk variants. Women in the highest 1% of the risk score were 3.6 times more likely to develop breast cancer than women in the middle quintile [4].

We have hypothesised that genetic determinants of breast cancer incidence may be associated with the risk of chemotherapy-induced toxicity. This was based on the concept that variation in genes involved in pathways such as the repair of DNA damage may be important in both the mechanisms of tumour formation and proliferation and in the response to DNA damage induced by chemotherapy. For example, cyclophosphamide is an alkylating agent used to treat a variety of cancers including breast cancer. Cyclophosphamide interferes with DNA replication by forming intra-strand and inter-strand DNA cross-links, preventing tumour proliferation. The DNA cross-link repair 1B (DCLRE1B) gene is involved in repair of inter-strand cross-links and a common allele of this gene (rs11552449) is associated with increased risk of breast cancer [1]. The precise functional effect of this variant is unknown but patients with this mutation may also be less able to repair inter-strand cross-links induced in normal tissue by cyclophosphamide during treatment for breast cancer, resulting in increased toxicity.

Further, specific mutations that influence the risk of breast cancer developing may also affect genes in specific drug metabolism pathways. For example, it is known that polyadenosine 5’diphosphoribose polymerisation (PARP) enzymes play an important role in the repair of single strand breaks. PARP inhibitors (PARPi) target DNA homologous repair pathways, by preventing repair of single strand breaks leading to problems downstream with double strand repair. PARPi work, therefore, in synergy with DNA damaging agents like platinums, which also cause strand breaks. In patients with rare BRCA1 or BRCA2 mutations, the already compromised homologous repair pathways allow PARPi to work particularly effectively leading to “synthetic lethality” [5]. Thus, such genetic mutations both increase susceptibility to breast cancer and enable a better response to certain treatments, although the drug toxicity profile of patients carrying these mutations is, as yet, unclear. Variants of genes that play a role in drug metabolism may also lie in pathways unrelated to DNA repair.

To date, chemotherapy toxicity GWAS have had limited success in identifying common genetic variants that significantly influence a patient’s risk of toxicity [611]. This is mainly due to lack of statistical power stemming from small samples and the requirement for stringent p-value thresholds for obtaining statistical significance. No single nucleotide polymorphisms (SNPs) reaching genome-wide significance have been independently replicated in validation samples to accepted GWAS levels of significance.

The aim of this study was to look for associations between common genetic variants known to increase the risk of breast cancer and chemotherapy-induced toxicity using patient samples from the Pharmacogenetic SNPs (PGSNPS) study, one of the largest chemotherapy toxicity GWAS to date. Common genetic variants have small individual effects on breast cancer so it is likely that they will also have small individual effects on chemotherapy toxicity. Thus, to increase the power to detect an association between genotype and toxicity, variants were combined in a polygenic risk score. Whilst for most chemotherapeutic agents there is a presumed mechanism of action, it is widely accepted that we do not have a complete understanding of all the mechanisms by which the majority of the agents function. Further, the precise impact of many of the breast cancer variants on the gene in which they lie and the mechanisms underlying the individual associations between each variant and breast cancer risk are as yet unknown. Thus, all breast cancer risk variants were included in our analyses.

Materials and Methods

Patients

The study cohort consisted of female breast cancer patients from PGSNPS, a large study that was set up to investigate the role of germline variants in chemotherapy toxicity [12]. The PGSNPS sample includes 2354 female patients from four UK breast cancer chemotherapy trials: NEAT [13], BR9601 [13], tAnGo [14] and Neo-tAnGo [15]. S1 Table and S1 Fig (see Supporting Information) summarise PGSNPS and the clinical trial regimens. In brief, patients in NEAT and BR9601 received either six or eight cycles of cyclophosphamide, methotrexate and 5-fluouracil (CMF) or four cycles of epirubicin (E) followed by four cycles of CMF, while patients in tAnGo and Neo-tAnGo received either four cycles of EC followed by four cycles of paclitaxel (T) with or without gemcitabine (±G) or four cycles of T±G followed by four cycles of T. DNA samples were collected along with demographic, tumour and treatment information, chemotherapy toxicity scores and relapse and survival times. An additional 56 patients who were not taking part in a clinical trial were recruited from the Cambridge University Hospitals NHS Foundation Trust breast unit using the same clinical response forms. These patients received four cycles of epirubicin (E) followed by four cycles of cyclophosphamide, methotrexate and 5-fluorouracil (CMF).

Ethics and data availability

PGSNPS [Pharmacogenetics of Early Breast Cancer Chemotherapy–reference number 05/Q0104/1] was approved by the NRES Committee East of England—Cambridge East. All participants provided informed consent to take part in PGSNPS.

The data used in this study is held by the Trial Management Group for PGSNPS, where the original concept for this analysis was designed. Any access requires appropriate ethical approvals and would be assessed by the Trial Management Group which includes the respective Chief Investigators of the clinical trials and PGSNPS. Transfer of data would require a specific Data Transfer Agreement.

Toxicity phenotypes

This study investigated two common and clinically important chemotherapy-induced toxicities: neutropenia and taxane-related sensory neuropathy (for the purposes of this study, this will be referred to as simply “neuropathy” from now on). For all patients, toxicity information was collected prospectively and graded using the National Cancer Institute Common Toxicity Criteria for Adverse Events (NCI CTCAE) version 2 or 3, depending on the clinical trial from which the patient was recruited into PGSNPS. Rates and grades of neutropenia were recorded in 1676 patients who received any of the trial chemotherapy regimens in NEAT, tAnGo and Neo-tAnGo (data for neutropenia was not available from BR9601) or were not in a trial and received E-CMF. Rates and grades of neuropathy were recorded in 1279 patients who received a paclitaxel-containing regimen (tAnGo and Neo-tAnGo).

Genotyping, quality control and imputation

Samples were genotyped using the Affymetrix 6.0 SNP array. Quality control procedures were applied to remove variants that were missing in >5% of samples; had minor allele frequency (MAF) < 1%; or had MAF<5% and were missing in >1% samples. Variants were also removed if their genotype frequencies deviated from those expected under Hardy-Weinberg equilibrium (p-value < 10−5). Samples were removed that had >10% of all variants missing. Principle components analysis (PCA) was used to identify and exclude individuals with non-European ancestry and control for population substructure. Genome coverage was increased by imputation using SHAPEIT [16] and IMPUTE v2 [17] with the 1000 Genomes reference panel [18]. Genotype dosages of the breast cancer risk alleles were extracted from the imputed data.

Statistical methods

To quantify each patient’s genetic risk of breast cancer, polygenic risk scores were created by summing the patient’s risk allele dosages across all the variants. Two risk scores were calculated:

  1. Non-weighted: riskscorei=1jGi

  2. Weighted: weightedriskscorei=1jβjGi

for patient i,

where j = variant 1..94

βj = the per-allele log-odds ratio for risk of breast cancer associated with variant j

G = risk allele dosage

The log-odds ratios used to weight the risk score were taken directly from the report by Mavaddat et al [4] who tested the association of each variant with breast cancer risk while adjusting for the effect of other variants (see Table 1). Seventeen variants have been identified since Mavaddat et al performed their analysis [2,3]. For these, the log-odds ratios used were those reported by Michailidou et al [3].

Table 1. Genetic variants known to influence risk of breast cancer.

Variant Nearestgene Chr Position (build 37) Breast cancer risk allele Published odds ratioa PGSNPS risk allele frequency PGSNPS imputation r2 c
rs616488 PEX14 1 10566215 A 1.06 0.67 0.96
rs11552449 PTPN22-BCL2L15-AP4B1-DCLRE1B-HIPK1 1 114448389 T 1.08 0.18 0.94
rs11249433 None 1 121280613 G 1.1 0.43 0.81
rs12405132 RNF115 1 145644984 C 1.05b 0.63 1
rs12048493 OTUD7B 1 149927034 C 1.07b 0.34 0.52
rs6678914 LGR6 1 202187176 G 1.01 0.40 0.99
rs4245739 MDM4 1 204518842 C 1.03 0.28 1
rs72755295 EXO1 1 242034263 G 1.15b 0.04 0.72
rs12710696 OSR1 2 19320803 A 1.04 0.37 1
rs4849887 INHBB 2 121245122 C 1.09 0.92 1
rs2016394 METAP1D-DLX1-DLX2 2 172972971 G 1.05 0.55 0.87
rs1550623 CDCA7 2 174212894 A 1.06 0.85 1
rs1045485 CASP8d 2 202149589 G 1.04 0.87 0.99
rs13387042 IGFBP5d 2 217905832 A 1.14 0.51 1
rs16857609 DIRC3 2 218296508 T 1.07 0.28 0.99
rs6762644 ITPR1-EGOT 3 4742276 G 1.07 0.41 0.99
rs4973768 SLC4A7 3 27416013 T 1.09 0.49 0.99
rs12493607 TGFBR2 3 30682939 C 1.05 0.34 0.99
rs6796502 PRSS42 3 46866866 G 1.09b 0.91 0.96
rs1053338 ATXN7 3 63967900 G 1.08b 0.15 0.99
rs9790517 TET2 4 106084778 T 1.05 0.20 0.99
rs6828523 ADAM29 4 175846426 C 1.1 0.89 1
rs10069690 TERTd 5 1279790 T 1.02 0.25 0.66
rs7726159 TERTd 5 1282319 A 1.04 0.36 0.75
rs2736108 TERTd 5 1297488 C 1.07 0.73 0.78
rs13162653 MARCH11 5 16187528 G 1.05b 0.57 0.97
rs2012709 SUB1 5 32567732 T 1.05b 0.49 0.99
rs10941679 None 5 44706498 G 1.12 0.26 0.95
rs889312 MAP3K1d 5 56031884 C 1.12 0.30 0.99
rs10472076 RAB3C 5 58184061 C 1.04 0.38 0.94
rs1353747 PDE4D 5 58337481 T 1.09 0.89 0.99
rs7707921 ATG10 5 81538046 A 1.08b 0.75 0.99
rs1432679 EBF1 5 158244083 G 1.07 0.44 0.99
rs11242675 FOXQ1 6 1318878 T 1.06 0.63 0.99
rs204247 RANBP9 6 13722523 G 1.05 0.45 1
rs9257408 None 6 28926220 C 1.05b 0.37 0.98
rs17529111 None 6 82128386 G 1.05 0.22 0.98
rs12662670 ESR1e 6 151918856 G 1.14 0.09 0.99
rs2046210 ESR1e 6 151948366 A 1.05 0.38 1
rs6964587 AKAP9 7 91630620 T 1.05b 0.40 1
rs4593472 LINC-PINT 7 130667121 C 1.05b 0.64 1
rs720475 ARHGEF5-NOBOX 7 144074929 G 1.06 0.74 1
rs9693444 None 8 29509616 A 1.07 0.35 0.99
rs13365225 KCNU1 8 36858483 A 1.05b 0.84 1
rs6472903 CASC9 8 76230301 T 1.1 0.84 0.93
rs2943559 HNF4G 8 76417937 G 1.13 0.09 1
rs13267382 None 8 117209548 A 1.05b 0.36 0.93
rs13281615 MYCd 8 128355618 G 1.1 0.43 0.99
rs11780156 MYCd 8 129194641 T 1.07 0.19 1
rs1011970 CDKN2A/B 9 22062134 T 1.05 0.18 0.99
rs10759243 KLF4d 9 110306115 A 1.05 0.29 1
rs865686 KLF4d 9 110888478 T 1.11 0.64 0.99
rs2380205 ANKRD16 10 5886734 C 1.02 0.57 1
rs7072776 MLLT10-DNAJC1 10 22032942 A 1.06 0.30 1
rs11814448 DNAJC1 10 22315843 C 1.22 0.02 0.98
rs10995190 NRBF2d 10 64278682 G 1.17 0.87 0.99
rs704010 ZMIZ1 10 80841148 T 1.07 0.42 1
rs7904519 TCF7L2 10 114773927 G 1.06 0.48 0.99
rs11199914 FGFR2d 10 123093901 C 1.06 0.70 0.99
rs2981579 FGFR2d 10 123337335 A 1.25 0.44 0.99
rs3817198 LSP1 11 1909006 C 1.07 0.34 1
rs3903072 DKFZp761e198-OVOLI-SNX32-CFL1-MUS81 11 65583066 G 1.06 0.56 1
rs78540526 CCND1d 11 69331418 T 1.18 0.08 0.98
rs554219 CCND1d 11 69331642 G 1.12 0.13 0.99
rs75915166 CCND1d 11 69379161 A 1.024 0.07 0.95
rs11820646 BARX2 11 129461171 C 1.05 0.60 0.99
rs12422552 None 12 14413931 C 1.03 0.29 0.91
rs10771399 PTHLH 12 28155080 A 1.16 0.89 0.99
rs17356907 NTN4 12 96027759 A 1.1 0.72 1
rs1292011 None 12 115836522 A 1.08 0.58 1
rs11571833 BRCA2-N4BP2LI-N4BP2L2 13 32972626 T 1.26 0.01 0.99
rs2236007 PAX9-SLO25A21 14 37132769 G 1.09 0.81 0.98
rs2588809 RAD51L1 14 68660428 T 1.07 0.17 1
rs999737 RAD51L1 14 69034682 C 1.08 0.76 0.99
rs941764 CCDC88C 14 91841069 G 1.06 0.35 0.99
rs11627032 RIN3 14 93104072 T 1.06b 0.76 0.99
rs3803662 TOX3 16 52586341 A 1.23 0.30 1
rs17817449 MIRI972-2-FTO 16 53813367 T 1.08 0.61 0.99
rs11075995 FTO 16 53855291 T 1.04 0.24 0.99
rs13329835 CDYL2 16 80650805 G 1.08 0.23 0.99
rs146699004 TEFM 17 29230520 GGT 1.08b 0.81 0.87
rs6504950 COX11e 17 53056471 G 1.07 0.72 1
rs745570 CBX8 17 77781725 A 1.05b 0.50 1
rs527616 None 18 24337424 G 1.04 0.66 0.94
rs1436904 CHST9 18 24570667 T 1.06 0.60 1
rs6507583 SETBP1 18 42399590 A 1.10b 0.93 0.99
rs8170 ABHD8/ANKLE1e 19 17389704 A 1.03 0.20 0.99
rs2363956 ABHD8/ANKLE1e 19 17394124 T 1.03 0.51 0.96
rs4808801 SSBP4-ISYNA1-ELL 19 18571141 A 1.07 0.66 1
rs3760982 C19orf61-KCNN4-LYPD5-ZNF283 19 44286513 A 1.06 0.49 0.99
rs2823093 NRIP1 21 16520832 G 1.08 0.75 0.97
rs17879961 CHEK2 22 29121087 G 1.36 0.001 0.86
rs132390 EMID1-RHBDD3-EWSR1 22 29621477 C 1.11 0.04 0.78
rs6001930 MKL1 22 40876234 C 1.13 0.10 1

aAdjusted breast cancer odds ratios from Mavaddat et al (4)

bUnadjusted odds ratios from BCAC meta-analysis (1–3)

cMean imputation r2 from IMPUTE2 (r2 = 1 for genotyped SNPs)

dpublished target gene

eknown target gene, not yet published

Chr: chromosome.

Neutropenia and neuropathy grades were dichotomised into cases (neutropenia grade ≥3, neuropathy grade ≥2) and controls (neutropenia grades 0–2, neuropathy grades 0–1) (see Table 2). Logistic regression was used to test the association between polygenic risk score and toxicity case status for neutropenia and neuropathy, respectively. Each of the 94 genetic variants was also tested separately for association with neutropenia and neuropathy. For multivariable analysis, pre-specified important non-genetic covariates were included in the models. The neutropenia analysis was adjusted for trial and patient age and the neuropathy analysis was adjusted for trial, pre-treatment body mass index (BMI) and the first two principle components to control for population substructure. Per-allele odds ratios (ORs) and 95% confidence intervals (CIs) are presented for the non-weighted polygenic risk score and individual variants. ORs and CIs corresponding to a one standard deviation (SD) increase in risk score are presented for the weighted polygenic risk score.

Table 2. Distribution of chemotherapy-induced neutropenia and taxane-related sensory neuropathy in the PGSNPS sample according to the National Cancer Institute Common Toxicity Criteria for Adverse Events (NCI CTCAE) version 2/3.

NCI CTCAE grade Neutropenia; total N = 1676 n (%) Neuropathy; total N = 1279 n (%)
0 733 (43.7) 271 (21.2)
1 199 (11.9) 648 (50.7)
2 245 (14.6) 304 (23.7)
3 293 (17.5) 56 (4.4)
4 206 (12.3) 0 (0)
Toxicity cases (moderate-severe toxicity) grade ≥3 grade ≥2
499 (29.8) 360 (28.1)

Pathway analysis

Interesting associations between polygenic risk and toxicity were followed up with exploratory pathway analysis to investigate whether a subset of the breast cancer variants, lying in a common pathway, were responsible for the observed association. The breast cancer variants were mapped to the genes in which they lay or to the nearest gene if they were intergenic. These variant-gene pairs were ranked using the p-value for association between each variant and toxicity, from most strongly to least strongly associated, regardless of the direction of effect on toxicity. Where more than one variant mapped to the same gene, the most significant toxicity-associated variant was used for ranking. The top 50% of the ranked genes were entered into the Database for Annotation, Visualization and Integrated Discovery (DAVID) version 6.7 functional annotation tool [19,20]. DAVID draws functional annotations from various online databases to group genes that are in the same biological pathway and performs a Fisher’s exact test to determine whether genes from any particular pathway are overrepresented in the user’s list of genes. A Fisher exact p-value≤0.05 identified pathways that were significantly enriched among the top genes for toxicity.

Statistical Power

This study was well powered to detect significant associations between breast cancer polygenic risk score and the toxicity endpoints examined. Assuming a 30% prevalence of moderate-severe toxicity (neutropenia ≥3, neuropathy grade ≥2) in breast cancer patients, the power to detect a small difference of 0.1 in mean risk score between patients with moderate-severe toxicity and patients with no or mild toxicity, at p-value<0.05, would be 96% in the neuropathy sample and 99% in the neutropenia sample. This difference in mean risk score is equivalent to a relative risk of moderate-severe toxicity of 1.1 for patients with a higher polygenic risk score.

Results

The total number of patients included in this study was 1677. Patient characteristics are summarised in S2 Table (see Supporting Information). All 94 genetic variants known to increase the risk of breast cancer were genotyped or successfully imputed (IMPUTE2 info metric>0.5) in the PGSNPS sample. The variants and information about MAF and imputation certainty can be found in Table 1. Fig 1 shows the approximately normal distribution of the two polygenic risk scores in the PGSNPS patients.

Fig 1. Distribution of polygenic risk scores in the PGSNPS cohort.

Fig 1

A) Non-weighted polygenic risk score. B) Weighted polygenic risk score.

The non-weighted risk score was significantly associated with a decreased risk of neutropenia (grade ≥3) on univariable analysis (per-allele OR = 0.98; 95% CI = (0.96, 0.99); p = 0.04) (Table 3). This finding was not nominally significant when adjusted for age and trial (p = 0.06) but the effect size was the same. The weighted risk score was not significantly associated with neutropenia (grade ≥3) but the effect was in the same direction as with the non-weighted score. Neither the non-weighted nor the weighted risk score was associated with neuropathy (OR = 0.99 (0.97, 1.01); p = 0.48 and OR = 0.99 (0.95, 1.02); p = 0.47, respectively). None of the individual genetic variants were significantly associated with neuropathy or neutropenia at the p<5 x 10−4 level.

Table 3. Association of polygenic risk scores with chemotherapy-related neutropenia and taxane-related sensory neuropathy.

Odds ratio (95% confidence interval) & p-valuea
Non-weighted risk score Weighted risk score
unadjusted adjustedb unadjusted adjustedb
neutropenia (n = 1676) 0.98 (0.96, 0.99) p = 0.04 0.98 (0.96, 1.00) p = 0.06 0.98 (0.95, 1.01) p = 0.16 0.98 (0.95, 1.01) p = 0.20
neuropathy (n = 1279) 0.99 (0.97, 1.01) p = 0.41 0.99 (0.97, 1.01) p = 0.48 0.98 (0.95, 1.02) p = 0.37 0.99 (0.95, 1.02) p = 0.47

aNon-weighted risk score: per-allele odds ratio and confidence interval; Weighted risk score: per-standard deviation odds ratio and confidence interval

bNeutropenia: adjusted for age and trial; neuropathy: adjusted for body mass index, trial and first two principle components.

Pathway analysis

Pathway analysis was performed to investigate whether a specific molecular pathway was driving the trend between increased breast cancer risk and reduced risk of neutropenia. The individual breast cancer risk variants were ranked according to their p-value for association with neutropenia and the ranked variant-gene pairs were compiled to create a list of 76 genes. Table 4 shows the top 50% (n = 38) of genes in the ranked list. The DAVID functional overrepresentation tool [19,20] was used to annotate the top 38 genes and identified the p53 signalling pathway as the most strongly enriched pathway (Fisher exact p-value = 0.004). Three genes (CCND1, CHEK2, MDM4) in the p53 signalling pathway appeared in the top 38 genes. However, this observed enrichment did not remain significant following Bonferroni correction for the multiple pathways tested by the DAVID tool (corrected p53 signalling pathway p-value = 0.13).

Table 4. Top 38 genes according to p-value for association between highest-ranking breast cancer risk variant and neutropenia.

Gene Breast cancer risk variant Variant association with neutropenia
Odds Ratio P-value
ZMIZ1 rs704010 1.20 0.02
KCNN4 rs3760982 0.85 0.03
MAP3K1 rs889312 1.19 0.04
DCLRE1B rs11552449 0.81 0.05
KCNU1 rs13365225 0.81 0.05
DLX2 rs2016394 0.86 0.06
ITPR1 rs6762644 1.15 0.08
MYC rs13281615 1.14 0.10
RANBP9 rs204247 1.13 0.10
CASC9a rs6472903 0.84 0.10
CBX8 rs745570 0.89 0.13
SNX32 rs3903072 0.90 0.17
SLC4A7 rs4973768 1.11 0.18
TET2 rs9790517 0.89 0.22
KLF4 rs10759243 1.10 0.23
TERT rs2736108 0.89 0.26
ANKRD16 rs2380205 0.92 0.27
CDYL2 rs13329835 0.90 0.27
NRIP1 rs2823093 0.91 0.29
CHST9 rs1436904 0.93 0.34
CCND1 rs78540526 1.14 0.37
FGFR2 rs2981579 1.07 0.37
DNAJC1 rs11814448 0.74 0.37
HNF4G rs2943559 0.88 0.38
ATXN7 rs1053338 0.91 0.38
AKAP9 rs6964587 1.07 0.38
MKL1 rs6001930 0.90 0.41
LGR6 rs6678914 1.06 0.45
FOXQ1 rs11242675 0.94 0.46
ANKLE1 rs8170 1.07 0.50
RNF115 rs12405132 0.95 0.51
SETBP1 rs6507583 1.10 0.52
ADAM29 rs6828523 0.92 0.52
NRBF2 rs10995190 0.93 0.53
ESR1 rs12662670 0.92 0.53
CHEK2 rs17879961b 1.36x10-19 0.54
PTHLH rs10771399 0.93 0.56
IGFBP5 rs13387042 0.96 0.59
MDM4 rs4245739 0.96 0.60

aCASC9 not mapped by DAVID tool so excluded from pathway analysis

bvariant frequency in PGSNPS = 0.001

p53 signalling pathway genes highlighted in bold.

Discussion

The hypothesis behind this study was that common genetic variants known to increase the risk of breast cancer may also increase the likelihood of developing treatment-related toxicity following chemotherapy for breast cancer. In this well powered study, no evidence was found for an association between common variants known to increase breast cancer risk and taxane-related sensory neuropathy in the PGSNPS cohort. Interestingly, and contrary to our hypothesis, there was some evidence of a relationship between carrying an increased number of breast cancer risk alleles and decreased risk of experiencing chemotherapy-induced neutropenia grade ≥3 (OR = 0.98; 95% CI = (0.96, 1.00)). Weighting the alleles by the estimate of their effect on breast cancer risk reduced the strength of this association. This suggests that the magnitude of effect that these variants have on risk of neutropenia is not equal to their magnitude of effect on risk of breast cancer. This is demonstrated in Fig 2, which shows the effects that the individual variants have on breast cancer risk (as reported by Mavaddat et al 2015) plotted against their effects on neutropenia in the PGSNPS sample; there is no visible relationship between the effects. Pathway analysis did not identify any significant pathway enrichment in the genes representing the top-ranked breast cancer risk variants.

Fig 2. Scatter plot comparing variant-associated odds ratios for breast cancer risk, published by the Breast Cancer Association Consortium (BCAC), with odds ratios for neutropenia risk estimated in the Pharmacogenetic SNPs (PGSNPS) study.

Fig 2

None of the individual variants were significantly associated with chemotherapy-induced toxicity. The original work that confirmed the association of the 94 genetic variants with breast cancer risk was performed by BCAC and based on samples of over 100,000 patients. In contrast, the PGSNPS breast cohort studied in the current analysis has fewer than 2,000 patients. Therefore, the power to detect a true association at genome-wide significance is much lower than that of the breast cancer susceptibility studies. With an increased sample size, there would be greater power to detect strong associations between individual variants and chemotherapy toxicity.

The observed association between polygenic breast cancer risk and decreased neutropenia suggests that breast cancer patients who present with a high genetic risk of breast cancer, conferred by common variants, can safely receive standard chemotherapy and may experience less neutropenia compared to patients with low genetic risk of breast cancer. There is strong evidence to support the relationship between neutropenia or leukopenia and improved survival [2123]. Abraham et al have shown that in a cohort of over 6000 early breast cancer patients from randomised clinical trials, those who achieved neutropenia grade ≥3 during their treatment had statistically significant improved relapse-free survival (hazard ratio = 0·86; 95% CI = (0·76–0·97); p = 0·02) [23]. In the current study population, expanded clinical and survival data was available for 1450 patients. After adjusting for non-genetic predictors of survival, the 29% of breast cancer patients who experienced neutropenia grade ≥3 had longer relapse-free survival compared to the 71% who did not experience neutropenia grade ≥3 (HR = 0.71; 95% CI = (0.54–0.94); p = 0.02). Neutropenia may therefore be a surrogate marker of efficacy, although the mechanisms underlying the association between neutropenia and survival are unclear. The hypothesis that neutropenia may reflect efficacy is supported by a recent prospective randomised phase III trial of tailored and dose-dense versus standard tri-weekly adjuvant chemotherapy for high risk breast cancer. In the tailored and dose-dense therapy arm of the trial, where a patient had a toxicity of grade 2 or less, the chemotherapy dose was escalated. The results of the trial showed that the tailored approach resulted in an improvement in all studied efficacy endpoints [24].

Given the potential relationship between neutropenia and clinical outcome, the finding that patients with high polygenic risk of breast cancer experience less neutropenia may, firstly, reflect the fact that for some patients standard chemotherapy regimens are sub-optimal and, secondly, suggests that genetic risk of cancer may potentially distinguish these patients, who may tolerate more intense chemotherapy that could improve survival. If this is the case, common breast cancer risk variants may be a useful tool for predicting which patients are likely to have poorer prognosis. We evaluated the relationship between the breast cancer risk polygenic score and relapse-free survival in the same cohort of patients. The polygenic risk score was predictive of relapse-free survival such that patients who have an increased risk of breast cancer (and therefore lower risk of neutropenia) tended to have shorter relapse-free survival (HR = 1.02; 95% CI = (1.00–1.04); p = 0.06). This equates to a 23% increase in risk of relapse or death for every 10 extra risk alleles that a patient carries (HR = 1.23; 95% CI = (0.99–1.51); p = 0.06). This difference in hazards is illustrated in a Kaplan-Meier plot in Fig 3. After adjusting for neutropenia case-control status, this relationship was weakened slightly; patients carrying an extra 10 risk alleles had 21% increase in risk of relapse or death (HR = 1.216; 95% CI = (0.98–1.49); p = 0.08). These results support the hypothesis that neutropenia is a marker of efficacy of chemotherapy and that efficacy could be predicted by breast cancer polygenic risk. However, a large study with more power to detect subtle survival effects is required to confirm these results.

Fig 3. Kaplan-Meier plot comparing relapse-free survival in patients carrying >90 risk alleles to those carrying <80 risk alleles.

Fig 3

In conclusion, for breast cancer patients who are carrying common genetic variants known to increase the risk of breast cancer, standard chemotherapy for breast cancer, although safe, may not be adequately effective. It is likely that there are less common variants and rare mutations that have large effects on toxicity response to chemotherapy and these may prove more useful for predicting patient drug response in the clinic. Thus, targeted sequencing of candidate genes or whole-exome/genome sequencing in large patient samples should be a next step in the search for pharmacogenetic determinants of chemotherapy toxicity.

Supporting Information

S1 Fig. Summary of PGSNPS clinical trials regimens.

(DOCX)

S1 Table. Summary of Clinical Trials contributing to PGSNPS.

(DOCX)

S2 Table. Patient Characteristics.

(DOCX)

Acknowledgments

The authors thank Nasim Mavaddat for early access to pre-published details of the breast cancer risk variants, which allowed us to carry out the work described in this article. The authors also thank all the patients in PGSNPS.

Data Availability

The authors are unable to make the study dataset publicly available due to ethical considerations relating to the original chemotherapy clinical trials. The data used in this study is held by the Trial Management Group for PGSNPS, where the original concept for this particular analysis was designed. Any access requires appropriate ethical approvals and would be assessed by the Trial Management Group which includes the respective Chief Investigators of the clinical trials and PGSNPS. Transfer of data would require a specific Data Transfer Agreement. Interested researchers who wish to access the data should contact Jean Abraham (senior author).

Funding Statement

This work was supported by 1) PGSNPS: project and fellowship grants received by Jean Abraham from Cancer Research UK, C507/A6306 and C10097/A7484, http://www.cancerresearchuk.org/; 2) Neo-tAnGo funding: Cancer Research UK Research Grant (C57/A4180) and an additional unrestricted educational grant from Eli Lilly Limited who also provided free Gemzar®/gemcitabine; Bristol Myers Squibb Ltd provided free Taxol®/paclitaxel from January 2005 to June 2006 [EudraCT No: 2004-002356-34, ISRCTN 78234870, ClinicalTrials.gov number: NCT00070278]; 3) tAnGo funding: Unrestricted educational grants and free drug from Eli Lilly (GemzarTM) and Bristol Myers Squibb (TaxolTM); and 4) NEAT/BR9601 funding: Project grant from Cancer Research UK (formerly Cancer Research Campaign) 1996-2003: Unrestricted educational grant Pfizer (formerly Pharmacia). HME, JEA, and CC acknowledge funding from the NIHR Cambridge Biomedical Research Centre. JEA acknowledges funding from Addenbrookes Charitable Trust. LD acknowledges funding from Medical Research Council. The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.

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Associated Data

This section collects any data citations, data availability statements, or supplementary materials included in this article.

Supplementary Materials

S1 Fig. Summary of PGSNPS clinical trials regimens.

(DOCX)

S1 Table. Summary of Clinical Trials contributing to PGSNPS.

(DOCX)

S2 Table. Patient Characteristics.

(DOCX)

Data Availability Statement

The authors are unable to make the study dataset publicly available due to ethical considerations relating to the original chemotherapy clinical trials. The data used in this study is held by the Trial Management Group for PGSNPS, where the original concept for this particular analysis was designed. Any access requires appropriate ethical approvals and would be assessed by the Trial Management Group which includes the respective Chief Investigators of the clinical trials and PGSNPS. Transfer of data would require a specific Data Transfer Agreement. Interested researchers who wish to access the data should contact Jean Abraham (senior author).


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