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Epidemic growth rates and host movement patterns shape management performance for pathogen spillover at the wildlife–livestock interface
Abstract
Managing pathogen spillover at the wildlife–livestock interface is a key step towards improving global animal health, food security and wildlife conservation. However, predicting the effectiveness of management actions across host–pathogen systems with different life histories is an on-going challenge since data on intervention effectiveness are expensive to collect and results are system-specific. We developed a simulation model to explore how the efficacies of different management strategies vary according to host movement patterns and epidemic growth rates. The model suggested that fast-growing, fast-moving epidemics like avian influenza were best-managed with actions like biosecurity or containment, which limited and localized overall spillover risk. For fast-growing, slower-moving diseases like foot-and-mouth disease, depopulation or prophylactic vaccination were competitive management options. Many actions performed competitively when epidemics grew slowly and host movements were limited, and how management efficacy related to epidemic growth rate or host movement propensity depended on what objective was used to evaluate management performance. This framework offers one means of classifying and prioritizing responses to novel pathogen spillover threats, and evaluating current management actions for pathogens emerging at the wildlife–livestock interface.
This article is part of the theme issue ‘Dynamic and integrative approaches to understanding pathogen spillover’.
1. Introduction
Cross-species spillover of pathogens occurs when a pathogen that is released by a member of a reservoir host species goes on to establish and replicate in a different (recipient) host species [1–3]. While mitigating pathogen spillover and associated disease risk at the wildlife–livestock interface is a major goal for both human and animal health agencies [4], spillover management decisions are often context-specific and based on expert opinion [5]. In particular, there is limited scientific knowledge to guide management of spillover risk in understudied systems. Here, we propose a modelling framework designed to fill that gap by providing evidence-based guidance about optimal management over a wide range of ecological contexts.
A pathogen's spatial extent, and the spatial connectivity of the host populations, are critical drivers of disease management efficacy for many important wildlife–livestock [6] and wildlife–human spillover systems [7–9], and management of reservoir versus recipient hosts has been compared in some contexts [10]. However, spatially explicit two-host disease models have received less attention, with most published models describing management efficacy within a single-host species [11]. Moreover, these single-host models are often not intended to address spillover risk per se, but rather, to characterize dynamics leading up to or trailing after a spillover event.
Another group of models builds on the idea that spillover disease burdens depend on both the frequency and the consequences of individual spillover events. These ‘multi-host’ models often compare within- and between-species transmission rates to identify pathogens with a high risk of generating problematic spillover events [12–14]. Multi-host models have proven useful for characterising spillover rates, especially when merged with phylogenetic information specifically identifying the source of a given spillover event [15]. However, they are rarely extended to account for changing spillover risk as local reservoir prevalences vary through space and time (but see [16]).
Here, we explore how best to manage pathogen spillover and transmission in wildlife–livestock systems, using actions that are spatially explicit and could be applied to either the reservoir or the recipient host. Our model takes ideas previously employed for forecasting management performance in specific systems [17], but scales the approach up to apply across a wider range of host movement and epidemic growth rates. We start by justifying why a management-centred framework for wildlife–livestock spillover should explicitly incorporate movement. We then go on to describe a simple disease propagation model to characterise spillover risk and onward transmission across a wide range of hosts and pathogens. We next use the model to explore spillover management efficacies, and describe the patterns that the model produced. We end by discussing the limitations of this approach, and outlining features that could be added in the future.
2. Characterizing disease propagation in terms of epidemic growth rates and host movements
Our model is structured around three initial conjectures. First, we anticipate that the most efficient means of controlling pathogen spillover often rests on the spatial dynamics of the hosts. Hosts with high movement propensities can produce widespread spatial synchrony in spillover risk, making the precise location of future spillover events hard to predict [18]. In these cases, the best management option may be to target cross-species (i.e. interspecific) contacts by applying biosecurity measures or phytosanitary controls across a broad spatial extent [19]. When reservoir hosts move shorter distances, however, spatial containment in either the reservoir or the recipient host species (or both) may be possible.
Second, we anticipate that the relative efficacies of various management actions will depend on how quickly an epidemic grows. If epidemic growth is rapid in the recipient host population, then depopulation or targeted vaccination at the time of the outbreak (here referred to as retroactive vaccination) may effectively limit post-spillover epidemic size. If epidemics grow slowly, actions like prophylactic vaccination or selective removal within the reservoir population may lower reservoir prevalence to the point where any cross-species spillover event becomes vanishingly rare (figure 1). Lastly, we expect that in some cases, many management actions will perform comparably. In these situations, relative economic and social costs of each action should factor heavily into management decision-making.
Testing these conjectures requires us to explicitly incorporate epidemic growth rates and host movement propensities into a model of epidemic spread. Like many single-host models [7], our model considers management in the context of a dynamic disease transmission process, but we make that process spatially explicit and allow new spillovers to emerge autonomously owing to underlying infection dynamics in the reservoir host. Like many multi-host models [13,14], magnitude of spillover risk is central to our model structure. However, where those models focus on the magnitude of risk in terms of force of infection from the reservoir host, we additionally focus on the spatial extent over which those events occur. Spatially linking both hosts in one model allows us to compare a wider range of management actions that span both host species.
3. Spillover simulation model
Our model includes three elements: transmission of the pathogen within a host species, transmission of the disease between species and movement of hosts across space. The model operates on a 50 × 50 grid of spatial cells. We assume that host population sizes are fixed and identical in all occupied cells. The model uses a deterministic SIR (susceptible--infected--recovered) disease process model with stochastic cell-to-cell host movements and between-species interactions to capture the effects of both host movement and epidemic growth.
Epidemic dynamics within a spatial cell follow the classic disease model of Kermack & McKendrick [20] without demography, which assumes that each individual's infection status transitions from susceptible (S) to infectious (I) to recovered (R). By keeping population sizes constant in all grid cells, we circumvent questions about whether within- and between-host-species transmission should be frequency- or density-dependent. During an epidemic's early exponential growth phase, the epidemic growth rate is equal to the difference between the transmission coefficient (β) and the recovery rate (γ) (electronic supplementary material, S2). We held recovery rate constant across all simulations and systematically altered epidemic growth rates by manipulating β alone (electronic supplementary material, figure S1A).
The model's spatial process starts with construction of an occupancy map for each host species, based on a stochastic selection of cells. The probability that a cell is occupied by a particular host species is determined with a draw from a symmetric, bivariate Gaussian kernel centred on that host's activity centre (i.e. surrounding a spatial centroid) and with a variance equal to 50 (figure 2a). If a previously drawn cell is chosen a second time for the same species, we redraw from the same distribution until a set of 1000 unique cells is identified for each host (though both hosts can occupy the same cell). Spatial alignment between the host species is determined by the distance between host activity centres. This structure allows us to capture a gradient of spatial overlap between host species, from complete segregation to extensive spatial overlap throughout their ranges (electronic supplementary material, S4 and figure S2).
Individual reservoir and recipient hosts move stochastically between occupied grid cells at discrete time steps according to a tau-leap algorithm (electronic supplementary materials, S2.1). We assume that these movements have a negligible effect on cell population densities and hold population sizes constant within each occupied cell throughout the simulation. We only track the size of each disease compartment (namely, proportion of susceptible, infected and recovered individuals of each host species) within cells, not the disease status of particular individuals. Stochastic movement events by ‘individual’ infected animals spark dynamics within newly contacted cells, without altering cell densities. Movement rates are normalized so that the same number of cell-to-cell movements is expected in all simulations, but the structure of these movements varies controllably: movements are drawn from a monotonically decreasing function of Euclidean distance between cell centroids (i.e. a movement kernel; electronic supplementary material, S2.2) and we control host movement patterns by manipulating the distribution of movement distances (which we refer to as the host's ‘movement propensity’). The probability that a dispersing host is infected is proportional to the local prevalence in that host's population. Movement kernels with heavy tails correspond to high-dispersal systems (high movement propensity), while movement kernels with light tails correspond to low-dispersal (low movement propensity) systems (electronic supplementary material, figure S1B). Note that larger values of c, the parameter controlling tail weight, correspond to lighter tails (electronic supplementary material, figure S1B). Epidemics simulated under high movement propensities seed more new infections at a distance than epidemics arising under lower movement propensities [21], facilitating faster spatial spread. For simplicity, we apply the same dispersal kernel to both host species in all simulations presented here, and we do not allow colonization of unoccupied cells. Arrival of a single infected host in an uninfected host cell always and instantly sparks a local epidemic in the newly contacted cell (figure 2b).
Contacts between reservoir and recipient hosts are also treated as stochastic. The number of interspecific contacts is based on a pre-specified interspecific contact rate, which is held constant across all simulations. Contacts are then randomly assigned across all cells occupied by both reservoir and recipient hosts. The probability that an interspecific contact involves an infected reservoir host is proportional to the current infection prevalence in that cell's reservoir host population. Though reservoir-to-recipient contacts are required to initiate epidemic dynamics in the recipient host population, we assume that recipient host populations experience no additional force of infection from reservoir hosts in local or neighbouring cells following the initial spillover event (figure 2c). Stochastic movements between cells populated with recipient hosts can then allow the epidemic to propagate throughout the entire recipient host population.
(a) Management actions
Our investigation focused on six forms of management: prophylactic vaccination applied across an entire population regardless of current disease status, retroactive vaccination applied to infected cells and their neighbours following detection of disease, contact biosecurity, depopulation, spatial containment and selective removal of infected reservoir hosts (figure 2d,e). Details on the implementation of all management actions within the model are contained in table 1 and electronic supplementary material, S2.3. In all cases except for prophylactic vaccination, management was applied only to cells exceeding a specified threshold prevalence in the reservoir host (and to the direct neighbours of those cells for retroactive vaccination and depopulation; table 1).
Table 1.
action | prevalence at which action begins | effect of action on system dynamics | action's spatial extent |
---|---|---|---|
biosecurity | user-specified | βIReservSRecip becomes δβIReservSRecip where δ(0, 1) is a multiplicative factor reducing β | neighbourhood of target cell |
containment | user-specified | eij = 1/10 000 when i and j are not on the same side of the containment boundary | all cells |
depopulation | user-specified | I reset to 0 when depopulation occurs | neighbourhood of target cell |
prophylactic vaccination | n.a. | S reset to S(1 − ν), where ν N/cell, the host's density within a cell | all cells |
retroactive vaccination | user-specified | S reset to S(1 − ν), where ν = 1/R0, the herd immunity rate | neighbourhood of target cell |
selective removal | user-specified | IReserv is reset to 0, and SReserv is proportionally increased | neighbourhood of target cell |
This management structure leaves ample room for further development, including exploration of cost constraints and more complex management schemes. However, adding more detail would require tailoring the model to a specific system, so here we simply present the overarching structure and leave further specification to future work.
(b) Model process and outputs
We initiated the simulation by introducing the pathogen into two randomly chosen reservoir host cells at timestep 1, and simulated the epidemic forward for 60 timesteps. We recorded the time of first infection separately for reservoir and recipient hosts at each cell. Once a cell was infected, future pathogen introductions did not alter local epidemic dynamics. After the simulation, we calculated the proportion of reservoir and recipient host cells that became infected, along with the aggregate prevalence (which we calculated as the sum of infections in all cells at all timesteps) over the full simulation. These metrics—spatial extent of the reservoir and recipient host epidemics, along with maximum epidemic size and total disease-induced mortalities in both hosts—provided a basis for comparing disease propagation dynamics under varying rates of host movement and epidemic growth. The model was implemented as a de novo simulation in R [22].
4. Identifying the most effective management strategies
In order to identify which management action produced the best results under particular conditions of host movement propensities and epidemic growth, we ran simulations across a gridded version of the parameter space (electronic supplementary material, S3 and table S1). Parameters varied along the following six dimensions: (i) epidemic growth rate; (ii) variance and kurtosis of the hosts' dispersal function (‘movement propensity’); (iii) prevalence at which management began; (iv) host density within each cell; (v) distance between reservoir and recipient host activity centres; and (vi) management objective of interest. The objectives we considered were minimizing spatial extent of the epidemic in the recipient host; minimizing total number of recipient host cases; minimizing spatial extent of the epidemic in the reservoir host; or minimizing total number of reservoir host cases. We focus primarily on spillover management in the recipient host population, but include results from objectives focused on the reservoir host in electronic supplementary material, S5.4.
We first explored raw output values over the disease propagation space (figure 3) and then tabulated which management action performed ‘best’ (i.e. minimized epidemic size or epidemic spatial extent in the reservoir or recipient host) at every parameter combination (figure 4a–d). We then used logistic regression to correlate when a management action was ranked as the best (yes or no), with epidemic growth rate and tail weight in the host's dispersal kernel. All simulations contributed to model fits, so that inferences were balanced over a range of values for reservoir population density, spatial divide between host activity centres and prevalence at which management began. Finally, we grouped management actions according to their coefficient estimates from the logistic regression (figure 4) and compared conditions of strong relative performance for each group to our expectations in figure 1.
5. Results
Our simulator produced a wide range of spatio-temporal spillover and transmission dynamics (figure 3; electronic supplementary material, figures S3 and S4) and these dynamics generally responded as expected to the various management interventions (figure 3; electronic supplementary material, figure S5). While the results presented here focus on one objective, limiting the total number of infected cells in the recipient host population, similar patterns were observed for limiting the total number of recipient hosts infected (electronic supplementary material, S5.3). Unsurprisingly, we saw some deviations from these patterns when objectives were centred on the reservoir host. For instance, we allowed biosecurity to only target interspecific contacts, so it had no bearing on disease dynamics in the reservoir host. Most of the observed deviations between the reservoir and recipient host objectives could be readily explained with similar logic.
Action performances typically fell into two groups when aggregated across the entire parameter space, but which actions fell into which group depended on objective (electronic supplementary material, table S3). When the objective was minimizing the epidemic's spatial extent in the recipient host population, the better-performing group consisted of biosecurity, prophylactic vaccination of the reservoir host, and retroactive vaccination of either host (electronic supplementary material, table S3). Epidemics tended to be easily controlled by many management strategies when movements were mostly local and epidemic growth rates were low (figure 3; see electronic supplementary material, S5.2 and S5.3 for statistical results, and S5.4 for results under other objectives).
Actions could be grouped according to how their relative performance related to epidemic growth rate and host movement propensities (figure 4). Biosecurity, containment and retroactive vaccination of the local reservoir host (Group 1), which all aim to limit spillover effects by controlling interspecific contact or spatial propagation, performed best for fast-growing epidemics in hosts with high movement propensities (the upper right-hand corner of figure 1). Depopulation of both hosts, along with prophylactic vaccination of the recipient host (Group 2) had the strongest relative performance in scenarios where epidemics grew quickly, but host movement propensities were low. The relative performance of selective removal and prophylactic vaccination of the reservoir (Group 3), both of which target prevalence and epidemic growth rates in the reservoir population, did not change substantially with changes in epidemic growth rate or host movement propensities. The groupings of management actions that performed similarly depended on the objective function, and this was particularly true when the measured objective focused on a different host. For instance, when the objective was to minimize infected reservoir (as opposed to recipient) patches, selective removal performed best when epidemics grew slowly, whereas prophylactic vaccination of the reservoir was best when epidemic growth rates were high, even though these actions were grouped together when the objective was to minimize epidemic size or extent in the recipient host (electronic supplementary material, figure S7).
6. Discussion
Pathogen spillover at the wildlife–livestock interface is a persistent and expensive problem for food security and wildlife conservation alike. While pathogen spillover dynamics have been explicitly studied in many wildlife–livestock systems, disease ecologists lack a general framework for considering the context in which each management action should perform best. Here, we presented a framework for forecasting management performance of spatiotemporally explicit spillover events.
Our simulation results usually agreed with our a priori intuition about how management would interact with spatially explicit epidemic propagation. Epidemic growth rate and host movement propensity interacted to generate variation in epidemic size and spatial extent (figure 4; electronic supplementary material, figures S6–S8) and epidemic growth rate was generally the most powerful determinant of which management action performed ‘best’ (figure 4e; see electronic supplementary material, S5.4 for additional results). While our findings are likely sensitive to the range of parameter values explored (epidemics sometimes failed to propagate in one or both hosts in a substantial region of the parameter space), they were nevertheless consistent with the basic categorization proposed in figure 1. In fast-growing, high-movement-propensity systems, limiting and localizing recipient host interactions with infected reservoir hosts—whether by reducing reservoir prevalence through vaccination, or by reducing interspecific contact rates through biosecurity—was the best strategy for recipient-focused objectives. Containment of the reservoir host also performed relatively well in these scenarios, except in cases where host movements consistently exceeded the size of the containment region (though the implications of varying containment region size were not explored here). Actions like depopulation of either host species or prophylactic vaccination of the recipient host, which limit epidemic growth by controlling the size of the susceptible pool without targeting movement, performed relatively better when epidemic growth rates were high and movement propensities were low. These actions might be favoured for fast-growing, low-movement-propensity epidemics, and may be competitive in higher-movement-propensity scenarios, depending on cost. Performance of actions that controlled local prevalence in reservoir host populations through prophylactic vaccination or selective removal within the reservoir population did not exhibit strong patterns with epidemic growth rate or host movement propensities. However, retroactive vaccination of the reservoir host performed comparably in the same ecological scenarios, and may be more politically and socially palatable when feasible (electronic supplementary material, table S3; [23]).
All management actions were competitive with one another when epidemic growth rates were slow, clearing a path for cost to play a larger role in decision-making (figure 3d). This partially held for fast-growing epidemics with low host movement propensities as well, and has been demonstrated in detail in several wildlife–livestock spillover systems. For instance, management models of foot-and-mouth disease (which we might categorize as a fast-growing disease with a lower host movement propensity) have investigated a wide range of different management strategies and found that a variety of actions might be deemed appropriate, depending on the specific objective, the action's cost and the prevalence at which management begins [24,25].
Contrary to our initial expectations, the tail weight of the dispersal kernel did not play a particularly powerful role in shaping management efficacy throughout our simulations (figure 4e). This could be because we held the total number of cell-to-cell movements constant throughout the simulations. In reality, host species vary in both the number and the distance of moves they make, as well as their local densities, and this has been shown to have substantial impacts on local epidemic growth in some cases (e.g. [26]). We anticipate that movement may thus play a more powerful role than these results suggest, but this question merits additional follow-up.
We elected to emphasize epidemic growth rate instead of the pathogen's basic reproductive ratio (R0) because disease management depends on calendar time rather than the pathogen's generational timespan. Management requiring construction of fencing for biosecurity, or depopulation of infected premises, would be much more effective in a system with a slow epidemic growth rate than a rapid one, even if the epidemics were identical in terms of R0. This could play out empirically, for example, in bovine tuberculosis (bTB) management in Michigan, USA, where models suggest that a relatively constant, but low level of spillover pressure from wildlife could be successfully mitigated through fencing [27]. It is the slow growth rate, and not that the basic reproductive ratio, that renders fencing feasible for Michigan bTB. Similarly, slow measures would be less effective for a pathogen with a comparable R0 (estimated to be around 1.5 for Michigan bTB), but a shorter infectious period.
(a) Framework limitations
This model was designed around the assumptions most relevant to our particular question of interest, namely, how allocation of disease management effort should vary along a two-dimensional continuum of epidemic growth rate and host movement propensity. Many other facets of the pathogen spillover and management decision-making process were simplified to isolate this question. In particular, the disease process model is subject to the same constraints facing many SIR models: we assumed that immunity is lifelong; that disease does not induce mortality; that host densities are constant through space and time; and that disease-related rates like recovery and transmission are effectively constant across all individuals. Additionally, our selection of timescale and epidemic duration was arbitrary. We assumed that host movements were random and independent, and that both host species moved according to the same movement kernels. All of these assumptions are unrealistic in some scenarios, and we discuss each in greater depth in electronic supplementary materials, S6.
Additionally, our results are driven in part by the assumed efficacy of each management action. Efficacy values were generated from a set of preliminary simulations identifying parameter values that generated similar effect sizes. A full sensitivity analysis incorporating all model parameters is beyond our current scope; however, we recognize that such a study is a critical next-step. A simplified tactic, in which we sample randomly over an ungridded (but uniform) parameter space to assess output sensitivities of the various parameters, is the subject of current investigation. At this time, we simply emphasize that our objectives in querying this model are also fundamentally different from those of a researcher aiming to forecast management efficacy specific to a particular system. A more detailed investigation of sensitivities to cost, efficacy, etc. would be important when comparing management options for specific systems where the general process parameter space is already quite constrained.
We only allowed for a single management action to be undertaken at a time, and we do not account for costs or logistical constraints associated with those actions. Costs vary dramatically across systems and contexts (see, for example, the discussion in [28] surrounding the costs of brucellosis management), and placing any specific cost on an action quickly constrains the set of systems to which the results extend. At the same time, cost–benefit trade-offs are already being used to justify spillover disease management in reservoir hosts. For example, Sterner et al. [29] argue that even though oral rabies vaccination in the USA and Canada is quite costly, those aggregate costs are lower than the costs of post-exposure prophylaxis that would be required to manage rabies in the spillover host (here, humans). Further comparative inquiry into cost is increasingly necessary.
Beyond economic costs, disease management logistics take time to coordinate, and this constrains how quickly management follows detection and how many cells can be managed at once. From a political stance, reservoir and recipient host management decisions are often determined by separate agencies with distinct, and sometimes discordant, objectives. Being able to weigh disease management actions against more complex objective functions that include those different viewpoints is an important extension that would allow managers, researchers, livestock producers and conservationists to reach some common ground.
Finally, our model does not allow management actions to fundamentally alter the system's underlying ecology (i.e. to pull ‘ecological levers’ [23]). In reality, some of these actions—in particular, depopulation and selective removal—have the potential to impose major and lasting alterations. Allowing management to perturb underlying system ecology is an important issue for future exploration.
(b) Framework extensions
The model's simple structure means it can generate initial expectations about epidemic progression in understudied systems, even before the specific epidemiological process is well understood. Accounting for disease and movement dynamics in both reservoir and recipient hosts allows us to compare a broader suite of management actions available for constraining emerging pathogens. Rapid parameterization of the model may often be feasible, since both epidemic growth rate and host movement structure can be inferred from data available shortly after an epidemic's inception. As system-specific information accumulates, the modelling structure could be refined to encapsulate emerging detail about how, when and where to optimally manage the system [6,30].
If multiple management options are available, coupling actions that tackle different aspects of transmission (e.g. actions from contrasting groups in figure 4) may be beneficial. For instance, reservoir-focused actions can reduce the overall spillover risk by limiting the spatial extent and prevalence of the pathogen in the reservoir. However, unless these actions completely eliminate spillover risk, they may be most effective when coupled with targeted, responsive management in the recipient host (e.g. depopulation or retroactive vaccination). This both-hosts approach has already been used to manage several slow-growing, low-movement-propensity pathogens at the wildlife–livestock interface (e.g. brucellosis management around the Greater Yellowstone Ecosystem [31], or bovine tuberculosis management in Minnesota, USA white-tailed deer [32]).
Lastly, the best-performing management in any context also depended on the objective. This is consistent with a rich body of work on adaptive management and structured decision-making in a range of ecological contexts [33] including disease dynamics [24,34]. In reality, objectives likely differ for the two host species, with recipient management focusing around limiting aggregate case load, and reservoir management emphasizing detection and mitigation of prevalence pulses [18]. Given the extensive discussion of objective functions elsewhere, however, we do not dwell on them further here.
7. Conclusion
The risk and burden of pathogen spillover depends on a spatially explicit disease propagation process that operates in both reservoir and recipient host populations. Our model provides a useful starting point for planning management of disease at the wildlife–livestock interface based on general epidemiological traits of the system. It underscores the critical role that epidemic growth rate and spatial context play in determining management efficacy, and could be tailored to the specifics of a wide variety of pathogen spillover systems.
Disclaimer
Any use of trade, firm or product names is for descriptive purposes only and does not imply endorsement by the US Government.
Data accessibility
All estimates included in figure 1 are tabled in the electronic supplementary material files, and simulation and analysis code are contained in the electronic supplementary material.
Authors' contributions
K.R.M. and P.C.C. developed the conceptual framework and all authors contributed to model refinements. K.R.M. and L.M.S. constructed the simulation model, and K.R.M., L.M.S. and P.C.C. developed the model analysis. K.R.M. drafted the manuscript and all authors contributed to multiple rounds of manuscript revision.
Funding
L.M.S. was supported by the L'Oreal For Women in Science Fellowship. K.M.P. was supported by USDA.
References
Articles from Philosophical Transactions of the Royal Society B: Biological Sciences are provided here courtesy of The Royal Society
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